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Filing Details

Accession Number:: 0001246360-12-004349
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2012-11-07 17:20:10
Reporting Period:: 2012-11-05

Filing Date:: 2012-11-07
Accepted Time:: 2012-11-07 17:20:10
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
929940	Aspen Technology Inc	AZPN	Services-Computer Programming Services (7371)	042739697

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1332920	G F Hammond	Aspen Technology, Inc. 200 Wheeler Road Burlington MA 01803	Svp & General Counsel	No	No	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2012-11-05	24,000	$10.42	82,178	No	4	M	Direct
Common Stock	Acquisiton	2012-11-05	2,880	$9.55	85,058	No	4	M	Direct
Common Stock	Acquisiton	2012-11-05	4,800	$9.55	89,858	No	4	M	Direct
Common Stock	Acquisiton	2012-11-05	7,221	$5.27	97,079	No	4	M	Direct
Common Stock	Disposition	2012-11-05	38,901	$26.55	58,178	No	4	S	Direct
Common Stock	Disposition	2012-11-05	8,941	$26.55	49,237	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	M	Direct
No	4	M	Direct
No	4	M	Direct
No	4	S	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Employee Stock Option (Right to Buy)	Disposition	2012-11-05	24,000	$0.00	24,000	$10.42
Common Stock	Employee Stock Option (Right to Buy)	Disposition	2012-11-05	2,880	$0.00	2,880	$9.55
Common Stock	Employee Stock Option (Right to Buy)	Disposition	2012-11-05	4,800	$0.00	4,800	$9.55
Common Stock	Employee Stock Option (Right to Buy)	Disposition	2012-11-05	7,221	$0.00	7,221	$5.27

Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
	2013-11-16	No	4	M	Direct
	2019-11-08	No	4	M	Direct
2009-11-09	2019-11-08	No	4	M	Direct
	2015-09-14	No	4	M	Direct

Footnotes

The option granted at the exercise price of $10.42, representing a right to purchase a total of 24,000 shares, became exercisable in 16 equal consecutive quarterly installments on the last business day of each quarter, beginning on December 29, 2006.
The option granted at the exercise price of $9.55, representing a right to purchase 5,760 shares, became exercisable in 6 equal consecutive quarterly installments on the last business day of each quarter, beginning on March 31, 2010.
The option granted at the exercise price of $9.55, representing a right to purchase 9,600 shares, was fully vested on the date of grant.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.40 to $26.74, inclusive. The reporting person undertakes to provide to Aspen Technology, Inc., any security holder of Aspen Technology, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.37 to $26.74, inclusive. The reporting person undertakes to provide to Aspen Technology, Inc., any security holder of Aspen Technology, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The option granted at the price of $5.27, representing a right to purchase 100,000 shares, became exercisable as follows: 15,000 shares September 15, 2005; 5,000 shares on October 1, 2005; 15,000 shares on November 9, 2005; and the remaining 65,000 shares became exercisable in 13 equal consecutive quarterly installments beginning December 31, 2005.