Filing Details
- Accession Number:
- 0000919574-12-005951
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-11-07 14:28:58
- Reporting Period:
- 2012-10-31
- Filing Date:
- 2012-11-07
- Accepted Time:
- 2012-11-07 14:28:58
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
899297 | Opti Inc | OPTI.OB | Semiconductors & Related Devices (3674) | 770220697 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1138996 | S. Muoio & Co. Llc | 509 Madison Avenue Suite 406 New York NY 10022 | No | No | Yes | No | |
1173632 | Sm Investors Ii, L.p. | C/O S. Muoio &Amp; Co. Llc 509 Madison Avenue, Suite 406 New York NY 10022 | No | No | Yes | No | |
1259267 | Muoio Salvatore | C/O S. Muoio &Amp; Co. Llc 509 Madison Avenue, Suite 406 New York NY 10022 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-10-31 | 215,000 | $0.55 | 5,617,098 | No | 4 | S | Indirect | See Footnote |
Common Stock | Acquisiton | 2012-10-31 | 215,000 | $0.55 | 3,376,233 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | See Footnote |
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 5,832,098 | Indirect | See Footnote |
Footnotes
- These transactions have been carried out by private investment vehicles advised by S. Muoio & Co, LLC ("SMC") for purposes of internal rebalancing of portfolio assets.
- These securities are held in the accounts of several investment partnerships and investment funds (collectively, the "Investment Vehicles") for which SMC serves as either general partner or investment manager. Salvatore Muoio is the managing member of SMC. SMC and Mr. Muoio may be deemed to beneficially own the securities held by the Investment Vehicles by virtue of SMC's position as general partner or investment manager of the Investment Vehicles and Mr. Muoio's status as the managing member of SMC.
- These securities are owned by SM Investors II, L.P. ("SM Investors II"), which is a reporting person. SMC serves as the general partner of SM Investors II. Salvatore Muoio is the managing member of SMC. SMC and Mr. Muoio may be deemed to beneficially own the securities held by SM Investors II by virtue of SMC's position as general partner of SM Investors II and Mr. Muoio's status as the managing member of SMC.