Filing Details

Accession Number:
0001104659-12-074972
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-11-07 06:18:26
Reporting Period:
2012-11-06
Filing Date:
2012-11-07
Accepted Time:
2012-11-07 06:18:26
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1404912 Kkr & Co. L.p. KKR Investment Advice (6282) 260426107
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1206470 A Todd Fisher C/O Kkr &Amp; Co. L.p.
9 West 57Th Street, 42Nd Floor
New York NY 10019
Chief Administrative Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Units Acquisiton 2012-11-06 56,633 $0.00 56,633 No 4 C Direct
Common Units Acquisiton 2012-11-06 58,029 $0.00 58,029 No 4 C Indirect See footnote
Common Units Disposition 2012-11-06 56,633 $14.71 0 No 4 S Direct
Common Units Disposition 2012-11-06 58,029 $14.71 0 No 4 S Indirect See footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Direct
No 4 C Indirect See footnote
No 4 S Direct
No 4 S Indirect See footnote
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Units KKR Holdings L.P. Units(2) Disposition 2012-11-06 56,633 $0.00 56,633 $0.00
Common Units KKR Holdings L.P. Units(2) Disposition 2012-11-06 58,029 $0.00 58,029 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
8,311,214 No 4 C Direct
546,821 No 4 C Indirect
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Units KKR Holdings L.P. Units(2) $0.00 500,000 500,000 Indirect
Expiration Date Amount Remaning Holdings Nature of Ownership
500,000 500,000 Indirect
Footnotes
  1. KKR Group Partnership Units (which term refers collectively to Class A partner interests in each of KKR Management Holdings L.P. and KKR Fund Holdings L.P.) were received from KKR Holdings L.P. in exchange for units of KKR Holdings L.P. and were exchanged for common units of KKR & Co. L.P., in each case as described in footnote 2 below.
  2. Pursuant to an exchange agreement as contemplated by KKR & Co. L.P.'s prospectus dated September 21, 2011, filed with the Securities and Exchange Commission on September 23, 2011, units of KKR Holdings L.P. are exchangeable for KKR Group Partnership Units on a one-for-one basis, and KKR Group Partnership Units are exchangeable for common units of KKR & Co. L.P. on a one-for-one basis.
  3. These securities are held by a trust (the "Trust"), the beneficiaries of which are certain family members of the Reporting Person and of which the Reporting Person is a trustee.
  4. These units of KKR Holdings L.P. are held by a limited partnership, whose general partner is a limited liability company of which the Reporting Person is the sole member and investment manager and whose limited partner is the Trust.