Filing Details
- Accession Number:
- 0001181431-12-057108
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-11-06 17:52:18
- Reporting Period:
- 2012-11-02
- Filing Date:
- 2012-11-06
- Accepted Time:
- 2012-11-06 17:52:18
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1413898 | A. H. Belo Corp | AHC | Newspapers: Publishing Or Publishing & Printing (2711) | 383765318 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1417341 | K Alison Engel | A. H. Belo Corporation P.o. Box 224866 Dallas TX 75222-4866 | Svp/Cfo And Treasurer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Series B Common Stock | Acquisiton | 2012-11-02 | 300 | $2.05 | 300 | No | 4 | M | Direct | |
| Series B Common Stock | Disposition | 2012-11-02 | 300 | $0.00 | 0 | No | 4 | C | Direct | |
| Series A Common Stock | Acquisiton | 2012-11-02 | 300 | $0.00 | 35,001 | No | 4 | C | Direct | |
| Series A Common Stock | Disposition | 2012-11-02 | 300 | $5.00 | 34,701 | No | 4 | S | Direct | |
| Series B Common Stock | Acquisiton | 2012-11-05 | 2,100 | $2.05 | 2,100 | No | 4 | M | Direct | |
| Series B Common Stock | Disposition | 2012-11-05 | 2,100 | $0.00 | 0 | No | 4 | C | Direct | |
| Series A Common Stock | Acquisiton | 2012-11-05 | 2,100 | $0.00 | 36,801 | No | 4 | C | Direct | |
| Series A Common Stock | Disposition | 2012-11-05 | 2,100 | $5.00 | 34,701 | No | 4 | S | Direct | |
| Series B Common Stock | Acquisiton | 2012-11-06 | 1,800 | $2.05 | 1,800 | No | 4 | M | Direct | |
| Series B Common Stock | Disposition | 2012-11-06 | 1,800 | $0.00 | 0 | No | 4 | C | Direct | |
| Series A Common Stock | Acquisiton | 2012-11-06 | 1,800 | $0.00 | 36,501 | No | 4 | C | Direct | |
| Series A Common Stock | Disposition | 2012-11-06 | 1,800 | $5.00 | 34,701 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | C | Direct | |
| No | 4 | C | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | C | Direct | |
| No | 4 | C | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | C | Direct | |
| No | 4 | C | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Series B Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2012-11-02 | 300 | $0.00 | 300 | $2.05 |
| Series B Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2012-11-05 | 2,100 | $0.00 | 2,100 | $2.05 |
| Series B Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2012-11-06 | 1,800 | $0.00 | 1,800 | $2.05 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 53,700 | 2018-12-03 | No | 4 | M | Direct | |
| 51,600 | 2018-12-03 | No | 4 | M | Direct | |
| 49,800 | 2018-12-03 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Series A Common Stock | 13 | Indirect | By 401K Account |
Footnotes
- Series B Common Stock is converted into Series A Common Stock upon transfer to other than a "permitted Transferee" as defined in the Issuer's Certificate of Incorporation.
- No consideraton; converted on a share-for-share basis.
- All shares were sold in the open market at $5.00 per share.
- Held by the A. H. Belo Savings Plan as of the date of this report.
- The options became exercisable on December 3, 2010.
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