Filing Details
- Accession Number:
- 0000842295-12-000075
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-11-06 17:51:52
- Reporting Period:
- 2012-11-06
- Filing Date:
- 2012-11-06
- Accepted Time:
- 2012-11-06 17:51:52
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
842295 | Tor Minerals International Inc | TORM | Industrial Inorganic Chemicals (2810) | 742081929 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1184548 | W Thomas Pauken | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-11-06 | 18,868 | $50,000.00 | 69,169 | No | 4 | P | Indirect | Held by self, spouse & TWP, Inc |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | Held by self, spouse & TWP, Inc |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Warrants | Disposition | 2012-11-06 | 18,868 | $50,000.00 | 18,868 | $2.65 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2009-05-04 | 2016-05-04 | No | 4 | C | Indirect |
Footnotes
- Common Stock acquired as a result of the exercise of warrants issued in 2009. Mr. Pauken exercised 9,434 warrants and his spouse exercised 9,434 warrants for common stock. The exercise price of the warrants was $2.65/ea.
- Beneficial ownership consist of 37,977 shares directly owned by Mr. Pauken; 20,454 shares owned by his spouse and 8,738 shares owned by TWP, Inc.
- Converted (Exercised) 18,868 warrants for 18,868 shares of common stock at an Exercise price of $2.65/ea or a total of $50,000Mr. Pauken exercised his 9,434 warrants and his spouse exercised 9,434 warrants