Filing Details

Accession Number:
0000842295-12-000075
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-11-06 17:51:52
Reporting Period:
2012-11-06
Filing Date:
2012-11-06
Accepted Time:
2012-11-06 17:51:52
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
842295 Tor Minerals International Inc TORM Industrial Inorganic Chemicals (2810) 742081929
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1184548 W Thomas Pauken Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-11-06 18,868 $50,000.00 69,169 No 4 P Indirect Held by self, spouse & TWP, Inc
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect Held by self, spouse & TWP, Inc
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Warrants Disposition 2012-11-06 18,868 $50,000.00 18,868 $2.65
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2009-05-04 2016-05-04 No 4 C Indirect
Footnotes
  1. Common Stock acquired as a result of the exercise of warrants issued in 2009. Mr. Pauken exercised 9,434 warrants and his spouse exercised 9,434 warrants for common stock. The exercise price of the warrants was $2.65/ea.
  2. Beneficial ownership consist of 37,977 shares directly owned by Mr. Pauken; 20,454 shares owned by his spouse and 8,738 shares owned by TWP, Inc.
  3. Converted (Exercised) 18,868 warrants for 18,868 shares of common stock at an Exercise price of $2.65/ea or a total of $50,000Mr. Pauken exercised his 9,434 warrants and his spouse exercised 9,434 warrants