Filing Details

Accession Number:
0001181431-12-057074
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-11-06 17:27:21
Reporting Period:
2012-11-02
Filing Date:
2012-11-06
Accepted Time:
2012-11-06 17:27:21
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1357204 Dunkin' Brands Group Inc. DNKN Retail-Eating & Drinking Places (5810) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1187789 Nigel Travis C/O Dunkin' Brands Group, Inc.
130 Royall Street
Canton MA 02021
Ceo & President Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-11-02 125,870 $3.02 250,247 No 4 M Direct
Common Stock Disposition 2012-11-02 125,870 $31.63 124,377 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Option to Purchase Common Stock Acquisiton 2012-11-02 125,870 $0.00 125,870 $3.02
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
1,678,055 2020-02-23 No 4 M Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Option to Purchase Common Stock $3.02 2020-02-23 0 328,372 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2020-02-23 0 328,372 Direct
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.40 to $31.90, inclusive. The reporting person undertakes to provide Dunkin' Brands Group, Inc., any security holder of Dunkin' Brands Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.
  2. On 2/23/2010, the reporting person was granted an option to purchase 1,915,499 shares of common stock. The option vests based upon time (five equal annual installments that began on 2/23/2010) and performance (investment returns to investment funds affiliated with Bain Capital Partners, LLC, The Carlyle Group and Thomas H. Lee Partners, L.P. (collectively, the "Sponsors") criteria.
  3. On 2/23/2010, the reporting person was granted an option to purchase 820,928 shares of common stock. The option vests in five equal annual installments that began on 2/23/2010.