Filing Details

Accession Number:
0001225208-12-022434
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-11-06 14:19:22
Reporting Period:
2011-12-23
Filing Date:
2012-11-06
Accepted Time:
2012-11-06 14:19:22
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1062438 Pulaski Financial Corp PULB Savings Institution, Federally Chartered (6035) 431816913
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1495723 James Sullivan 12300 Olive Boulevard
St. Louis MO 63141
Evp, Corporate Development No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2011-12-23 100 $6.77 576 No 4 S Direct
Common Stock Disposition 2011-12-23 576 $6.85 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 525 Indirect By KSOP
Common Stock 2,000 Indirect By Stock Award
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Option (right to buy) $8.36 2010-08-04 2019-08-04 12,500 12,500 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2019-08-04 12,500 12,500 Direct
Footnotes
  1. This form reflects increases in beneficial ownership resulting from exempt acquisitions under a KSOP plan pursuant to rule 16b-3(c).
  2. Stock Awards granted pursuant to the Pulaski Financial Corp. 2006 Long-Term Incentive Plan vest in three annual installments commencing on December 15, 2011.
  3. Stock Options granted pursuant to the Pulaski Financial Corp. 2006 Long-Term Incentive Plan vest in three equal annual installments commencing on August 4, 2010.