Filing Details
- Accession Number:
- 0001144204-12-059661
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-11-06 13:11:51
- Reporting Period:
- 2012-11-02
- Filing Date:
- 2012-11-06
- Accepted Time:
- 2012-11-06 13:11:51
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1064015 | Ameritrans Capital Corp | AMTC | () | 522102424 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
941883 | C Gary Granoff | Ameritrans Capital Corp. 50 Jericho Quadrangle Jericho NY 11753 | Managing Director | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
9 3/8% Cumulative Participating Redeemable Preferred Stock | Disposition | 2012-11-02 | 500 | $6.50 | 100 | No | 5 | S | Indirect | See footnotes |
Common Stock, $.0001 Par Value | Disposition | 2012-11-05 | 11,034 | $0.33 | 127,779 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 5 | S | Indirect | See footnotes |
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
9 3/8% Cumulative Participating Redeemable Preferred Stock | 78 | Direct | |
Common Stock, $.0001 Par Value | 16,900 | Indirect | See footnotes |
Common Stock, $.0001 Par Value | 261 | Indirect | See footnotes |
Common Stock, $.0001 Par Value | 78,584 | Indirect | See footnotes |
Common Stock, $.0001 Par Value | 71,979 | Indirect | See footnotes |
Common Stock, $.0001 Par Value | 6,000 | Indirect | See footnotes |
Common Stock, $.0001 Par Value | 11,937 | Indirect | See footnotes |
Footnotes
- The reporting person disclaims beneficial ownership of all such shares except to the extent of his pecuniary interest therein as determined in accordance with Rule 16a-2(a)(2) promulgated under the Securities Exchange Act of 1934, as amended.
- These shares are held by the Granoff Family Foundation, a charitable foundation of which the reporting person and his two brothers serve as trustees.
- These shares are held by GCG Associates Inc., a corporation controlled by the reporting person.
- These shares are held by DAPARY Management Corp., a corporation controlled by the reporting person.
- These shares are held in the reporting person's IRA or pension accounts.
- These shares are held in an irrevocable qualified subchapter S trust for the benefit of the reporting person's son, of which the reporting person is the trustee.
- These shares are held by Leslie Granoff, the reporting person's wife.