Filing Details
- Accession Number:
- 0001140361-12-045744
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-11-06 12:10:35
- Reporting Period:
- 2012-11-05
- Filing Date:
- 2012-11-06
- Accepted Time:
- 2012-11-06 12:10:35
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 921547 | Heritage Oaks Bancorp | HEOP | State Commercial Banks (6022) | 770388249 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1415173 | E. Michael Pfau | 1222 Vine Street Paso Robles CA 93446 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-11-05 | 13 | $5.19 | 52,694 | No | 4 | P | Indirect | Michael E. Pfau, Trustee, Pfau Revocable Trust of 2003 |
| Common Stock | Acquisiton | 2012-11-05 | 9,987 | $5.20 | 62,681 | No | 4 | P | Indirect | Michael E. Pfau, Trustee, Pfau Revocable Trust of 2003 |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | Michael E. Pfau, Trustee, Pfau Revocable Trust of 2003 |
| No | 4 | P | Indirect | Michael E. Pfau, Trustee, Pfau Revocable Trust of 2003 |
Billionaire Hedge Funds
