Filing Details

Accession Number:
0001209191-12-051827
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-11-06 11:03:15
Reporting Period:
2012-11-02
Filing Date:
2012-11-06
Accepted Time:
2012-11-06 11:03:15
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
49826 Illinois Tool Works Inc ITW General Industrial Machinery & Equipment (3560) 361258310
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1380373 M Roland Martel Illinois Tool Works Inc.
3600 West Lake Avenue
Glenview IL 60026
Executive Vice President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-11-02 18,000 $47.13 31,633 No 4 M Direct
Common Stock Disposition 2012-11-02 18,000 $62.37 13,633 No 4 S Direct
Common Stock Acquisiton 2012-11-02 18,700 $42.08 32,333 No 4 M Direct
Common Stock Disposition 2012-11-02 18,700 $62.38 13,633 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option Acquisiton 2012-11-02 18,000 $0.00 18,000 $47.13
Common Stock Employee Stock Option Acquisiton 2012-11-02 18,700 $0.00 18,700 $42.08
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2005-12-10 2014-12-10 No 4 M Direct
0 2006-12-07 2016-02-01 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 8,607 Indirect See Footnote
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Employee Stock Option $51.60 2008-02-09 2017-02-09 60,000 60,000 Direct
Common Stock Employee Stock Option $48.51 2009-02-08 2018-02-08 70,000 70,000 Direct
Common Stock Employee Stock Option $35.12 2010-02-13 2019-02-13 60,703 60,703 Direct
Common Stock Employee Stock Option $43.64 2011-02-12 2020-02-12 64,818 64,818 Direct
Common Stock Performance Restricted Stock Unit (granted 2/12/2010) $0.00 7,122 7,122 Direct
Common Stock Employee Stock Option $55.81 2012-02-11 2021-02-11 48,622 48,622 Direct
Common Stock Performance Restricted Stock Unit (granted 2/11/2011) $0.00 6,450 6,450 Direct
Common Stock Employee Stock Option $55.71 2013-02-10 2022-02-10 52,265 52,265 Direct
Common Stock Performance Restricted Stock Unit granted 2/10/2012) $0.00 6,462 6,462 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2017-02-09 60,000 60,000 Direct
2018-02-08 70,000 70,000 Direct
2019-02-13 60,703 60,703 Direct
2020-02-12 64,818 64,818 Direct
7,122 7,122 Direct
2021-02-11 48,622 48,622 Direct
6,450 6,450 Direct
2022-02-10 52,265 52,265 Direct
6,462 6,462 Direct
Footnotes
  1. Includes 228 shares acquired under a dividend reinvestment plan.
  2. This transaction was executed in multiple trades at prices ranging from $62.36 to $62.39. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Illinois Tool Works Inc. or a shareholder of Illinois Tool Works Inc. full information regarding the number of shares and prices at which the transaction was effected.
  3. This transaction was executed in multiple trades at prices ranging from $62.35 to $62.38. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Illinois Tool Works Inc. or a shareholder of Illinois Tool Works Inc. full information regarding the number of shares and prices at which the transaction was effected.
  4. Shares of common stock allocated to my account in the Illinois Tool Works Inc. Savings & Investment Plan-Information reported as of November 2, 2012.
  5. Options vest in four (4) equal annual installments beginning one year from date of grant.
  6. Each performance restricted stock unit (PRSU) represents a contingent right to receive one share of the Company's common stock.
  7. Each PRSU vests 100% three years from the date of grant if performance goals are met.