Filing Details
- Accession Number:
- 0001179110-12-015716
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-11-05 20:29:14
- Reporting Period:
- 2012-11-01
- Filing Date:
- 2012-11-05
- Accepted Time:
- 2012-11-05 20:29:14
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 921582 | Imax Corp | IMAX | Photographic Equipment & Supplies (3861) | 980140269 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 944011 | L Richard Gelfond | 110 East 59Th Street Suite 2100 New York NY 10022 | Chief Executive Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Shares | Acquisiton | 2012-11-01 | 67,226 | $5.24 | 268,876 | No | 4 | C | Direct | |
| Common Shares | Disposition | 2012-11-01 | 67,226 | $22.83 | 201,650 | No | 4 | S | Direct | |
| Common Shares | Acquisiton | 2012-11-02 | 1,000 | $5.24 | 202,650 | No | 4 | C | Direct | |
| Common Shares | Disposition | 2012-11-02 | 1,000 | $22.60 | 201,650 | No | 4 | S | Direct | |
| Common Shares | Acquisiton | 2012-11-05 | 62,774 | $5.24 | 264,424 | No | 4 | C | Direct | |
| Common Shares | Disposition | 2012-01-05 | 62,774 | $22.03 | 201,650 | No | 4 | S | Direct | |
| Common Shares | Disposition | 2012-11-05 | 10,000 | $0.00 | 191,650 | No | 4 | G | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | C | Direct | |
| No | 4 | S | Direct | |
| No | 4 | C | Direct | |
| No | 4 | S | Direct | |
| No | 4 | C | Direct | |
| No | 4 | S | Direct | |
| No | 4 | G | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Shares | stock options (to buy) | Disposition | 2012-11-01 | 67,226 | $5.24 | 67,226 | $5.24 |
| Common Shares | stock options (to buy) | Disposition | 2012-11-02 | 1,000 | $5.24 | 1,000 | $5.24 |
| Common Shares | stock options (to buy) | Disposition | 2012-11-05 | 62,774 | $5.24 | 62,774 | $5.24 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 382,774 | 2004-12-03 | 2014-06-03 | No | 4 | C | Direct |
| 381,774 | 2004-12-03 | 2014-06-03 | No | 4 | C | Direct |
| 319,000 | 2004-12-03 | 2014-06-03 | No | 4 | C | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Shares (Opening Balance) | 201,650 | Direct | |
| Common Shares | 10,050 | Indirect | by "Pamela Gelfond Trust" |
| Common Shares | 10,050 | Indirect | by "Claudia Gelfond Trust" |
| Common Shares | 108,750 | Indirect | by "Richard Gelfond IRA" |
Footnotes
- The option exercise transactions reported on this form do not change Mr. Gelfond's common shares holdings.
- On November 5, 2012, Mr. Gelfond gifted 10,000 common shares of IMAX Corporation to a charitable organization.
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