Filing Details
- Accession Number:
- 0001246360-12-004323
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-11-05 19:25:16
- Reporting Period:
- 2012-11-01
- Filing Date:
- 2012-11-05
- Accepted Time:
- 2012-11-05 19:25:16
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
766421 | Alaska Air Group Inc. | ALK | Air Transportation, Scheduled (4512) | 911292054 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1188828 | Keith Loveless | 19300 International Blvd Seattle WA 98188 | Vp/Legal & General Counsel | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-11-01 | 2,440 | $16.63 | 22,998 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-11-01 | 2,440 | $39.00 | 20,558 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2012-11-05 | 13,420 | $21.43 | 33,978 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-11-05 | 13,420 | $40.01 | 20,558 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | EMPLOYEE STOCK OPTION (RT TO BUY) | Disposition | 2012-11-01 | 2,440 | $0.00 | 2,440 | $16.63 |
Common Stock | EMPLOYEE STOCK OPTION (RT TO BUY) | Disposition | 2012-11-05 | 13,420 | $0.00 | 13,420 | $21.43 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
4,880 | 2011-02-03 | 2020-02-03 | No | 4 | M | Direct |
0 | 2008-01-31 | 2017-01-31 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock Espp | 2,220 | Direct | |
Restricted Stock Unit | 12,820 | Direct | |
Common Stock 401(K) | 228 | Indirect | ESOP TRUST |
Footnotes
- SHARES HELD IN THE ALASKA AIR GROUP EMPLOYEE STOCK PURCHASE PLAN (ESPP) AS OF DECEMBER 31, 2011.
- STOCK UNITS AWARDED UNDER THE 2008 PERFORMANCE INCENTIVE PLAN; NOT YET VESTED BUT NO LONGER SUBJECT TO FORFEITURE.
- AN ERROR IN THE TOTAL NUMBER OF OUTSTANDING RESTRICTED STOCK UNITS HAS BEEN CORRECTED TO RECORD THE CORRECT ADJUSTED NUMBER OF UNITS SUBSEQUENT TO THE TWO-FOR-ONE SPLIT OF ALASKA AIR GROUP'S COMMON STOCK ON MARCH 16, 2012.
- SHARES HELD IN THE ALASKA AIR GROUP INC. EMPLOYEE STOCK OWNERSHIP 401(K) PLAN TRUST AS OF DECEMBER 31, 2011.
- SAME-DAY EXERCISE OF OPTIONS AND SALE EFFECTED PURSUANT TO A RULE 10b5-1 TRADING PLAN ADOPTED BY MR. LOVELESS ON 7/30/12.
- SAME-DAY EXERCISE OF OPTIONS AND SALE EFFECTED PURSUANT TO A RULE 10b5-1 TRADING PLAN ADOPTED BY MR. LOVELESS ON 7/30/12.
- THE PRICE REPORTED IN COLUMN 4 IS A WEIGHTED AVERAGE PRICE. THESE SHARES SOLD IN MULTIPLE TRANSACTIONS AT PRICES RANGING FROM $40.00 TO $40.12, INCLUSIVE. THE REPORTING PERSON UNDERTAKES TO PROVIDE TO ALASKA AIR GROUP, ANY SECURITY HOLDER OF ALASKA AIR GROUP, OR THE STAFF OF THE SECURITIES AND EXCHANGE COMMISSION, UPON REQUEST, FULL INFORMATION REGARDING THE NUMBER OF SHARES SOLD AT EACH SEPARATE PRICE WITHIN THE RANGES SET FORTH IN THIS FOOTNOTE.