Filing Details

Accession Number:
0001246360-12-004323
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-11-05 19:25:16
Reporting Period:
2012-11-01
Filing Date:
2012-11-05
Accepted Time:
2012-11-05 19:25:16
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
766421 Alaska Air Group Inc. ALK Air Transportation, Scheduled (4512) 911292054
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1188828 Keith Loveless 19300 International Blvd
Seattle WA 98188
Vp/Legal & General Counsel No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-11-01 2,440 $16.63 22,998 No 4 M Direct
Common Stock Disposition 2012-11-01 2,440 $39.00 20,558 No 4 S Direct
Common Stock Acquisiton 2012-11-05 13,420 $21.43 33,978 No 4 M Direct
Common Stock Disposition 2012-11-05 13,420 $40.01 20,558 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock EMPLOYEE STOCK OPTION (RT TO BUY) Disposition 2012-11-01 2,440 $0.00 2,440 $16.63
Common Stock EMPLOYEE STOCK OPTION (RT TO BUY) Disposition 2012-11-05 13,420 $0.00 13,420 $21.43
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
4,880 2011-02-03 2020-02-03 No 4 M Direct
0 2008-01-31 2017-01-31 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock Espp 2,220 Direct
Restricted Stock Unit 12,820 Direct
Common Stock 401(K) 228 Indirect ESOP TRUST
Footnotes
  1. SHARES HELD IN THE ALASKA AIR GROUP EMPLOYEE STOCK PURCHASE PLAN (ESPP) AS OF DECEMBER 31, 2011.
  2. STOCK UNITS AWARDED UNDER THE 2008 PERFORMANCE INCENTIVE PLAN; NOT YET VESTED BUT NO LONGER SUBJECT TO FORFEITURE.
  3. AN ERROR IN THE TOTAL NUMBER OF OUTSTANDING RESTRICTED STOCK UNITS HAS BEEN CORRECTED TO RECORD THE CORRECT ADJUSTED NUMBER OF UNITS SUBSEQUENT TO THE TWO-FOR-ONE SPLIT OF ALASKA AIR GROUP'S COMMON STOCK ON MARCH 16, 2012.
  4. SHARES HELD IN THE ALASKA AIR GROUP INC. EMPLOYEE STOCK OWNERSHIP 401(K) PLAN TRUST AS OF DECEMBER 31, 2011.
  5. SAME-DAY EXERCISE OF OPTIONS AND SALE EFFECTED PURSUANT TO A RULE 10b5-1 TRADING PLAN ADOPTED BY MR. LOVELESS ON 7/30/12.
  6. SAME-DAY EXERCISE OF OPTIONS AND SALE EFFECTED PURSUANT TO A RULE 10b5-1 TRADING PLAN ADOPTED BY MR. LOVELESS ON 7/30/12.
  7. THE PRICE REPORTED IN COLUMN 4 IS A WEIGHTED AVERAGE PRICE. THESE SHARES SOLD IN MULTIPLE TRANSACTIONS AT PRICES RANGING FROM $40.00 TO $40.12, INCLUSIVE. THE REPORTING PERSON UNDERTAKES TO PROVIDE TO ALASKA AIR GROUP, ANY SECURITY HOLDER OF ALASKA AIR GROUP, OR THE STAFF OF THE SECURITIES AND EXCHANGE COMMISSION, UPON REQUEST, FULL INFORMATION REGARDING THE NUMBER OF SHARES SOLD AT EACH SEPARATE PRICE WITHIN THE RANGES SET FORTH IN THIS FOOTNOTE.