Filing Details

Accession Number:
0001144204-12-059548
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2012-11-05 19:15:27
Reporting Period:
2012-10-18
Filing Date:
2012-11-05
Accepted Time:
2012-11-05 19:15:27
Original Submission Date:
2012-10-22
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1281922 Triangle Petroleum Corp TPLM Crude Petroleum & Natural Gas (1311) 980430762
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1248342 J Peter Hill 1200 17Th Street, Suite 2600
Denver CO 80202
Executive Chairman Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2012-10-18 23,422 $7.35 258,427 No 4 S Direct
Common Stock Disposition 2012-10-19 40,736 $7.17 217,691 No 4 S Direct
Common Stock Disposition 2012-10-22 35,842 $6.97 181,849 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Options Right to Buy $1.25 2010-11-30 2014-11-30 93,333 93,333 Direct
Common Stock Restricted Stock Units $0.00 463,939 463,939 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2014-11-30 93,333 93,333 Direct
463,939 463,939 Direct
Footnotes
  1. The sales reported in this Form 4 were made pursuant to the terms of a Rule 10b5-1 Trading Plan.
  2. This transaction was executed in multiple trades at prices ranging from $7.29 to $7.40. The price reported in Table I reflects the weighted average purchase price of such trades. The reporting person hereby undertakes to provide to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares and prices at which each transaction was effected.
  3. This transaction was executed in multiple trades at prices ranging from $7.07 to $7.35. The price reported in Table I reflects the weighted average purchase price of such trades. The reporting person hereby undertakes to provide to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares and prices at which each transaction was effected.
  4. This transaction was executed in multiple trades at prices ranging from $6.89 to $7.15. The price reported in Table I reflects the weighted average purchase price of such trades. The reporting person hereby undertakes to provide to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares and prices at which each transaction was effected.
  5. No new transaction is reported hereby. The stock options were previously reported on Form 3. In November 2010, the issuer effected a 1-for-10 reverse stock split and the number of options held by the reporting person was reduced from 1,400,000 to 140,000. The information with regard to the stock options is repeated in this Form 4 for informational purposes only.
  6. 46,667 of these options are vested. The remaining 46,666 unvested options are scheduled to vest on November 29, 2012.
  7. No new transaction is reported hereby. The Restricted Stock Units were previously reported on Form 4, and each Restricted Stock Unit represents a contingent right to receive one share of the issuer's common stock upon vesting. The information with regard to the Restricted Stock Units is reported in this Form 4 for informational purposes only.
  8. Upon vesting, the Restricted Stock Units will automatically be exchanged for an equal number of shares of the issuer's common stock.
  9. This amended Form 4 is being filed to correct the number of shares of common stock owned following the reported transactions. The amounts previously reported mistakenly included shares withheld in payment of the reporting person's tax withholdings on the taxable vesting of Restricted Stock Units.