Filing Details
- Accession Number:
- 0001181431-12-056761
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-11-05 17:10:36
- Reporting Period:
- 2012-11-01
- Filing Date:
- 2012-11-05
- Accepted Time:
- 2012-11-05 17:10:36
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1137789 | Seagate Technology Plc | STX | Computer Storage Devices (3572) | 980648577 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1423091 | M Kenneth Massaroni | Seagate Technology Plc 10200 S. De Anza Boulevard Cupertino CA 95014 | Evp,General Counsel, Cao | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Ordinary Shares | Acquisiton | 2012-11-01 | 10,000 | $3.35 | 46,554 | No | 4 | M | Direct | |
| Ordinary Shares | Disposition | 2012-11-01 | 10,000 | $27.28 | 36,554 | No | 4 | S | Direct | |
| Ordinary Shares | Disposition | 2012-11-05 | 8,400 | $28.72 | 28,154 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Ordinary Shares | NQ Options | Disposition | 2012-11-01 | 10,000 | $0.00 | 10,000 | $3.35 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 75,000 | 2010-09-11 | 2016-03-06 | No | 4 | M | Direct |
Footnotes
- Shares sold under a 10b5-1 Trading Plan. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at sales prices ranging from $27.26 to $27.40, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- Shares were sold to cover the tax liabilities resulting from the vesting on November 2, 2012 of 3,125 restricted shares which were awarded on September 12, 2008 and 17,000 performance unit shares which were awarded on September 12, 2011.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at sales prices ranging from $28.72 to $28.73, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- Options granted to the Reporting Person under the Seagate Technology 2004 Stock Compensation Plan are subject to a four and a half year vesting schedule. One quarter of the option shares vested on September 11, 2010. Following continuous employment, the remaining shares vest proportionally monthly over the 36 months following September 11, 2010.
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