Filing Details
- Accession Number:
- 0001209191-12-051754
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-11-05 17:05:15
- Reporting Period:
- 2012-11-01
- Filing Date:
- 2012-11-05
- Accepted Time:
- 2012-11-05 17:05:15
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1175609 | Cavium Inc. | CAVM | Semiconductors & Related Devices (3674) | 770558625 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1395199 | Rajiv Khemani | C/O Cavium, Inc. 2315 N. First Street San Jose CA 95131 | Chief Operating Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-11-01 | 10,000 | $10.32 | 45,001 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-11-01 | 10,000 | $33.33 | 35,001 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option Right to Buy | Disposition | 2012-11-01 | 10,000 | $0.00 | 10,000 | $10.32 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 48,667 | 2009-02-06 | 2016-02-07 | No | 4 | M | Direct |
Footnotes
- The sale was made under a 10b5-1 trading plan adopted by the reporting person on August 27, 2010.
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