Filing Details
- Accession Number:
- 0000350894-12-000040
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-11-05 16:40:18
- Reporting Period:
- 2012-11-01
- Filing Date:
- 2012-11-05
- Accepted Time:
- 2012-11-05 16:40:18
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
350894 | Sei Investments Co | RI7LE*Y8 | Security Brokers, Dealers & Flotation Companies (6211) | 231707341 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1187548 | Jeffrey N Klauder | One Freedom Valley Drive Oaks PA 19456 | Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Stock Option (Right To Buy) | Acquisiton | 2012-11-01 | 25,000 | $15.01 | 30,010 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-11-01 | 25,000 | $22.31 | 5,010 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (right to buy) | Acquisiton | 2012-11-01 | 25,000 | $15.01 | 25,000 | $25,000.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2011-08-13 | 2014-08-13 | No | 4 | M | Direct |