Filing Details
- Accession Number:
- 0001209191-12-051733
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-11-05 16:32:20
- Reporting Period:
- 2012-11-01
- Filing Date:
- 2012-11-05
- Accepted Time:
- 2012-11-05 16:32:20
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1016125 | Ultimate Software Group Inc | ULTI | Services-Prepackaged Software (7372) | 650694077 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1249669 | K Mitchell Dauerman | 2000 Ultimate Way Weston FL 33326 | Exec. Vp, Cfo And Treasurer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-11-01 | 7,800 | $13.05 | 49,400 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-11-01 | 400 | $95.57 | 49,400 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-11-01 | 2,038 | $96.55 | 49,400 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-11-01 | 5,362 | $97.95 | 49,400 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-11-01 | 1,000 | $96.25 | 49,400 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-11-01 | 1,000 | $97.02 | 49,400 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-11-01 | 4,632 | $98.03 | 49,400 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option | Disposition | 2012-11-01 | 7,800 | $13.05 | 7,800 | $13.05 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2004-10-20 | 2014-10-20 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 250 | Indirect | Held in Roth IRA f/b/o Maxwell J. Dauerman |
Footnotes
- The transactions reported on this Form 4 were effected pursuant to a Rule 10(b)5-1 trading plan adopted by the reporting person on August 10, 2012.
- The sales price represents the weighted average sales price ranging in price from $95.14 to $96.04. The number of shares sold at each separate price will be made available to the SEC Staff, the issuer, or a security holder of the issuer upon request.
- The sales price represents the weighted average sales price ranging in price from $96.24 to $96.95. The number of shares sold at each separate price will be made available to the SEC Staff, the issuer, or a security holder of the issuer upon request.
- The sales price represents the weighted average sales price ranging in price from $97.27 to $98.11. The number of shares sold at each separate price will be made available to the SEC Staff, the issuer, or a security holder of the issuer upon request.
- The sales price represents the weighted average sales price ranging in price from $95.50 to $96.50. The number of shares sold at each separate price will be made available to the SEC Staff, the issuer, or a security holder of the issuer upon request.
- The sales price represents the weighted average sales price ranging in price from $96.52 to $97.50. The number of shares sold at each separate price will be made available to the SEC Staff, the issuer, or a security holder of the issuer upon request.
- The sales price represents the weighted average sales price ranging in price from $98.00 to $98.22. The number of shares sold at each separate price will be made available to the SEC Staff, the issuer, or a security holder of the issuer upon request.
- The option vested in four equal installments on October 20, 2004, 2005, 2006 and 2007.