Filing Details
- Accession Number:
- 0001209191-12-051732
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-11-05 16:28:48
- Reporting Period:
- 2012-11-01
- Filing Date:
- 2012-11-05
- Accepted Time:
- 2012-11-05 16:28:48
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1016125 | Ultimate Software Group Inc | ULTI | Services-Prepackaged Software (7372) | 650694077 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1249668 | D Marc Scherr | 2000 Ultimate Way Weston FL 33326 | Vice-Chairman & Coo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.01 | Acquisiton | 2012-11-01 | 16,700 | $9.40 | 185,344 | No | 4 | M | Direct | |
| Common Stock, Par Value $0.01 | Disposition | 2012-11-01 | 1,300 | $95.54 | 185,344 | No | 4 | S | Direct | |
| Common Stock, Par Value $0.01 | Disposition | 2012-11-01 | 3,500 | $96.57 | 185,344 | No | 4 | S | Direct | |
| Common Stock, Par Value $0.01 | Disposition | 2012-11-01 | 11,800 | $97.96 | 185,344 | No | 4 | S | Direct | |
| Common Stock, Par Value $0.01 | Disposition | 2012-11-01 | 100 | $98.54 | 185,344 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option | Disposition | 2012-11-01 | 16,700 | $9.40 | 16,700 | $9.40 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2003-10-31 | 2013-10-31 | No | 4 | M | Direct |
Footnotes
- The transactions reported on this Form 4 were effected pursuant to a Rule 10(b)5-1 trading plan adopted by the reporting person on August 10, 2012.
- The sales price represents the weighted average sales price ranging in price from $95.12 to $96.04. The number of shares sold at each separate price will be made available to the SEC Staff, the issuer, or a security holder of the issuer upon request.
- The sales price represents the weighted average sales price ranging in price from $96.23 to $96.94. The number of shares sold at each separate price will be made available to the SEC Staff, the issuer, or a security holder of the issuer upon request.
- The sales price represents the weighted average sales price ranging in price from $97.25 to $98.11. The number of shares sold at each separate price will be made available to the SEC Staff, the issuer, or a security holder of the issuer upon request.
- The option vested in four equal installments on October 31, 2003, 2004,2005 and 2006.
Billionaire Hedge Funds
