Filing Details
- Accession Number:
- 0001234452-12-000364
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-11-05 13:11:18
- Reporting Period:
- 2012-11-01
- Filing Date:
- 2012-11-05
- Accepted Time:
- 2012-11-05 13:11:18
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 804328 | Qualcomm Inc | QCOM | Radio & Tv Broadcasting & Communications Equipment (3663) | 953685934 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1191307 | R Steven Altman | 5775 Morehouse Dr. San Diego CA 92121-1714 | Vice Chairman | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-11-01 | 9,484 | $35.66 | 114,200 | No | 4 | M | Indirect | by Trust |
| Common Stock | Disposition | 2012-11-01 | 9,484 | $59.50 | 104,716 | No | 4 | S | Indirect | by Trust |
| Common Stock | Acquisiton | 2012-11-01 | 28,750 | $37.29 | 133,466 | No | 4 | M | Indirect | by Trust |
| Common Stock | Disposition | 2012-11-01 | 28,750 | $59.50 | 104,716 | No | 4 | S | Indirect | by Trust |
| Common Stock | Acquisiton | 2012-11-01 | 11,766 | $43.62 | 116,482 | No | 4 | M | Indirect | by Trust |
| Common Stock | Disposition | 2012-11-01 | 11,766 | $59.50 | 104,716 | No | 4 | S | Indirect | by Trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Indirect | by Trust |
| No | 4 | S | Indirect | by Trust |
| No | 4 | M | Indirect | by Trust |
| No | 4 | S | Indirect | by Trust |
| No | 4 | M | Indirect | by Trust |
| No | 4 | S | Indirect | by Trust |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2012-11-01 | 9,484 | $0.00 | 9,484 | $35.66 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2012-11-01 | 28,750 | $0.00 | 28,750 | $37.29 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2012-11-01 | 11,766 | $0.00 | 11,766 | $43.62 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 118,084 | 2018-11-06 | No | 4 | M | Direct | |
| 9,584 | 2017-11-11 | No | 4 | M | Direct | |
| 276,496 | 2014-12-02 | No | 4 | M | Direct |
Footnotes
- Securities held by Steven R. Altman and Lisa J. Altman Ttees FBO The Altman Family Trust dtd. 8/21/92.
- The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.
- The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.
Billionaire Hedge Funds
