Filing Details
- Accession Number:
- 0000704051-12-000122
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-11-05 12:35:17
- Reporting Period:
- 2012-11-01
- Filing Date:
- 2012-11-05
- Accepted Time:
- 2012-11-05 12:35:17
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 704051 | Legg Mason Inc. | LM | Investment Advice (6282) | 521200960 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1185919 | Allen W Reed | Legg Mason, Inc. 100 International Drive Baltimore MD 21202 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-11-01 | 10,000 | $25.69 | 35,130 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2012-11-02 | 10,000 | $25.40 | 45,130 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Direct |
Footnotes
- The price reported in Column 4 for purchases on 11/01/2012 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $25.69 - $25.70 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (1) of this Form 4.
Billionaire Hedge Funds
