Filing Details
- Accession Number:
- 0001209191-12-051589
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-11-02 19:12:22
- Reporting Period:
- 2012-10-31
- Filing Date:
- 2012-11-02
- Accepted Time:
- 2012-11-02 19:12:22
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1052595 | Red Lion Hotels Corp | RLH | Hotels & Motels (7011) | 911032187 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1274473 | L Thomas Mckeirnan | 201 W. North River Dr. Ste 100 Spokane WA 99201 | Sr. V.p. & General Counsel | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-10-31 | 25,000 | $5.10 | 98,740 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2012-10-31 | 10,451 | $5.98 | 109,191 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-10-31 | 35,451 | $6.75 | 73,740 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option - Right to Buy | Disposition | 2012-10-31 | 25,000 | $0.00 | 25,000 | $5.10 |
| Common Stock | Employee Stock Option - Right to Buy | Disposition | 2012-10-31 | 10,451 | $0.00 | 10,451 | $5.98 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2014-11-19 | No | 4 | M | Direct | |
| 0 | 2013-07-01 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 295 | Indirect | Held in 401(k) Account |
Footnotes
- These transactions were cashless exercises of two stock options that occurred automatically pursuant to the terms of the reporting person's written plan for trading securities under SEC Rule 10b5-1(c). These transactions resulted in the issuer's receipt of the aggregate exercise price of $189,997 for the shares that were acquired. If not exercised, one of the options would have expired on or before July 1, 2013 and the other would have expired on or before November 19, 2014.
- Includes shares acquired through Red Lion Hotels Corporation Employee Stock Purchase Plan through the period ended on June 30, 2012. The amount also includes total number of restricted stock units held.
- This option vested in 3 installments: 25% vested on February 16, 2007, 25% vested on November 19, 2008 and 50% vested on November 19, 2009.
- This option vested in 2 installments: 75% vested on December 31, 2006 and 25% vested on June 19, 2007.
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