Filing Details

Accession Number:
0001541457-12-000003
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-11-02 19:02:38
Reporting Period:
2012-10-31
Filing Date:
2012-11-02
Accepted Time:
2012-11-02 19:02:38
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
716643 Regis Corp RGS Services-Personal Services (7200) 410749934
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1550099 Gordon Daniel Beltzman 1350 Broadway
Suite 2412
New York NY 10018
Yes No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-10-31 132,630 $16.37 880,210 No 4 P Indirect By Birch Run Capital Partners, L.P.
Common Stock Acquisiton 2012-10-31 510,000 $16.37 4,245,983 No 4 P Indirect By Walnut BRC, L.P.
Common Stock Acquisiton 2012-10-31 698,051 $16.37 2,733,568 No 4 P Indirect By Torch BRC, L.P.
Common Stock Acquisiton 2012-11-01 26,779 $16.65 906,989 No 4 P Indirect By Birch Run Capital Partners, L.P.
Common Stock Acquisiton 2012-11-01 15,000 $16.65 4,260,983 No 4 P Indirect By Walnut BRC, L.P.
Common Stock Acquisiton 2012-11-01 140,942 $16.65 2,874,510 No 4 P Indirect By Torch BRC, L.P.
Common Stock Acquisiton 2012-11-02 30,591 $16.97 937,580 No 4 P Indirect By Birch Run Capital Partners, L.P.
Common Stock Acquisiton 2012-11-02 421,009 $16.97 3,295,519 No 4 P Indirect By Torch BRC, L.P.
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By Birch Run Capital Partners, L.P.
No 4 P Indirect By Walnut BRC, L.P.
No 4 P Indirect By Torch BRC, L.P.
No 4 P Indirect By Birch Run Capital Partners, L.P.
No 4 P Indirect By Walnut BRC, L.P.
No 4 P Indirect By Torch BRC, L.P.
No 4 P Indirect By Birch Run Capital Partners, L.P.
No 4 P Indirect By Torch BRC, L.P.
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $16.01 to $16.65, inclusive. The reporting person undertakes to provide to Regis Corporation, any security holder of Regis Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnotes (1), (5) and (6) to this Form 4.
  2. These securities are owned directly by Birch Run Capital Partners, L.P., Walnut BRC, L.P. and Torch BRC, L.P. (collectively, "the Funds"). As of the date of this filing: Birch Run Capital Partners, L.P. is the record owner of 937,580 shares; Walnut BRC, L.P. is the record owner of 4,260,983 shares; and Torch BRC, L.P. is the record owner of 3,295,519 shares.
  3. Birch Run Capital GP, LLC serves as the General Partner to Birch Run Capital Partners, L.P. Walnut BRC GP, LLC serves as the General Partner to Walnut BRC, L.P. Torch BRC GP, LLC serves as the General Partner to Torch BRC, L.P. (collectively, "the General Partners"). Birch Run Capital, LLC ("Birch") serves as the registered investment adviser to the Funds. Daniel Beltzman and Gregory Smith are the co-Managing Members of Birch Run Capital, LLC and the General Partners. Daniel Beltzman, Gregory Smith, the Funds, Birch and the General Partners may be deemed to share voting and dispositive power over the reported securities.
  4. Each of Daniel Beltzman, Gregory Smith, the Funds, Birch and the General Partners disclaim beneficial ownership of any interests of the reported securities in excess of such person's or entity's respective pecuniary interest in the securities. This report shall not be deemed an admission that Daniel Beltzman, Gregory Smith, the Funds, Birch or each of the General Partners is the beneficial owner of such interests for purposes of Section 16 or any other purpose.
  5. The price reported in Column 4 is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $16.45 to $16.70, inclusive.
  6. The price reported in Column 4 is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $16.50 to $17.25, inclusive.