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Home > Insider Trading > Filing (0001017712-12-000040)

Filing Details

Accession Number:: 0001017712-12-000040
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2012-11-02 18:47:00
Reporting Period:: 2012-11-01

Filing Date:: 2012-11-02
Accepted Time:: 2012-11-02 18:47:00
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1017712	Hot Topic Inc	HOTT	Retail-Apparel & Accessory Stores (5600)	770198182

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1248272	Gerald Cook	18305 E. San Jose Ave. City Of Industry CA 91748	Chief Store Officer	No	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2012-11-01	1,333	$4.75	17,618	No	4	M	Direct
Common Stock	Disposition	2012-11-01	1,333	$9.50	16,285	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Non-Qualified Stock Option (right to buy)	Disposition	2012-11-01	1,333	$0.00	1,333	$4.75

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
73,067	2009-03-26	2018-03-26	No	4	M	Direct

Footnotes

The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 21, 2012.
25% of the shares subject to the stock option vested one year from the date of grant, and 6.25% of the shares vested quarterly thereafter. The stock option is fully vested and exercisable.