Filing Details
- Accession Number:
- 0001104659-12-073767
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-11-02 17:31:25
- Reporting Period:
- 2012-10-31
- Filing Date:
- 2012-11-02
- Accepted Time:
- 2012-11-02 17:31:25
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1404912 | Kkr & Co. L.p. | KKR | Investment Advice (6282) | 260426107 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1206470 | A Todd Fisher | C/O Kkr &Amp; Co. L.p. 9 West 57Th Street, 42Nd Floor New York NY 10019 | Chief Administrative Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Units | Disposition | 2012-10-31 | 93,367 | $15.09 | 0 | No | 4 | S | Direct | |
Common Units | Disposition | 2012-10-31 | 41,971 | $15.05 | 0 | No | 4 | S | Indirect | See footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Indirect | See footnote |
Footnotes
- Reflects a weighted average sale price. These common units were sold in multiple transactions at prices ranging from $15.00 to $15.29, inclusive. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of common units sold at each separate price.
- These common units had previously been reported as indirectly held through a KKR-related holding vehicle. These units were transferred to the Reporting Person's direct ownership in a transaction exempt from reporting pursuant to Rule 16a-13 under the Securities Exchange Act of 1934, as amended, which merely changed the form of the Reporting Person's pecuniary interest in such securities.
- Reflects a weighted average sale price. These common units were sold in multiple transactions at prices ranging from $15.00 to $15.12, inclusive. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of common units sold at each separate price.
- These common units had previously been reported as indirectly held through a KKR-related holding vehicle. These units were transferred to a trust the beneficiaries of which are certain family members of the Reporting Person and of which the Reporting Person is a trustee. Such transaction was exempt from reporting pursuant to Rule 16a-13 under the Securities Exchange Act of 1934, as amended, which merely changed the form of the Reporting Person's pecuniary interest in such securities.