Filing Details

Accession Number:
0001104659-12-073767
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-11-02 17:31:25
Reporting Period:
2012-10-31
Filing Date:
2012-11-02
Accepted Time:
2012-11-02 17:31:25
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1404912 Kkr & Co. L.p. KKR Investment Advice (6282) 260426107
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1206470 A Todd Fisher C/O Kkr &Amp; Co. L.p.
9 West 57Th Street, 42Nd Floor
New York NY 10019
Chief Administrative Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Units Disposition 2012-10-31 93,367 $15.09 0 No 4 S Direct
Common Units Disposition 2012-10-31 41,971 $15.05 0 No 4 S Indirect See footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Indirect See footnote
Footnotes
  1. Reflects a weighted average sale price. These common units were sold in multiple transactions at prices ranging from $15.00 to $15.29, inclusive. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of common units sold at each separate price.
  2. These common units had previously been reported as indirectly held through a KKR-related holding vehicle. These units were transferred to the Reporting Person's direct ownership in a transaction exempt from reporting pursuant to Rule 16a-13 under the Securities Exchange Act of 1934, as amended, which merely changed the form of the Reporting Person's pecuniary interest in such securities.
  3. Reflects a weighted average sale price. These common units were sold in multiple transactions at prices ranging from $15.00 to $15.12, inclusive. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of common units sold at each separate price.
  4. These common units had previously been reported as indirectly held through a KKR-related holding vehicle. These units were transferred to a trust the beneficiaries of which are certain family members of the Reporting Person and of which the Reporting Person is a trustee. Such transaction was exempt from reporting pursuant to Rule 16a-13 under the Securities Exchange Act of 1934, as amended, which merely changed the form of the Reporting Person's pecuniary interest in such securities.