Filing Details
- Accession Number:
- 0001209191-12-051515
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-11-02 17:24:28
- Reporting Period:
- 2012-11-01
- Filing Date:
- 2012-11-02
- Accepted Time:
- 2012-11-02 17:24:28
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1331520 | Home Bancshares Inc | HOMB | State Commercial Banks (6022) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1407509 | Jr H Robert Adcock | P.o. Box 966 Conway AR 72033 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2012-11-01 | 2,920 | $34.62 | 384,127 | No | 4 | S | Indirect | By Robert H. Adcock Trust |
Common Stock | Disposition | 2012-09-18 | 300 | $0.00 | 383,827 | No | 5 | G | Indirect | By Robert H. Adcock Trust |
Common Stock | Disposition | 2012-04-03 | 1,896 | $0.00 | 383,827 | No | 5 | G | Indirect | By Robert H. Adcock Trust |
Common Stock | Disposition | 2012-10-24 | 575 | $0.00 | 383,827 | No | 5 | G | Indirect | By Robert H. Adcock Trust |
Common Stock | Disposition | 2012-02-22 | 2,200 | $0.00 | 192,980 | No | 5 | G | Indirect | By Children's Nonexempt Trusts |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By Robert H. Adcock Trust |
No | 5 | G | Indirect | By Robert H. Adcock Trust |
No | 5 | G | Indirect | By Robert H. Adcock Trust |
No | 5 | G | Indirect | By Robert H. Adcock Trust |
No | 5 | G | Indirect | By Children's Nonexempt Trusts |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 58,167 | Indirect | By Children's 1995 GST Trusts |
Common Stock | 334 | Direct | |
Common Stock | 88,998 | Indirect | By Carol Adcock Trust |
Common Stock - Restricted | 666 | Direct | |
Common Stock | 18,142 | Indirect | By IRA |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option | $17.21 | 2018-01-09 | 237 | 237 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2018-01-09 | 237 | 237 | Direct |
Footnotes
- The option became exercisable in five equal annual installments on January 10, 2009.
- Restricted Stock granted on April 21, 2011 will vest in 33 1/3% installments over three years each April 21st.
- The shares of common stock were sold pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 10, 2012.
- The change in beneficial ownership resulting from this gift was reported accurately on the reporting person's Form 4 filed on October 26, 2012.
- These shares were incorrectly reported as Indirect Ownership on the reporting person's Form 4 filed on October 26, 2012. These shares should be classified as Direct Ownership.