Filing Details
- Accession Number:
- 0001209191-12-051491
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-11-02 17:10:18
- Reporting Period:
- 2012-11-01
- Filing Date:
- 2012-11-02
- Accepted Time:
- 2012-11-02 17:10:18
- SEC Url:
- Form 4 Filing
Issuer
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1491843 | Charles Barry Bolding | 901 Fifth Avenue, Suite 1000 Seattle WA 98164 | Vp Storage, Data Mgmt & Mktg | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-11-01 | 10,000 | $3.74 | 123,726 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-11-01 | 10,000 | $12.21 | 113,726 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | Disposition | 2012-11-01 | 10,000 | $0.00 | 10,000 | $3.74 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 10,000 | 2019-05-13 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 2,163 | Indirect | By 401(k) plan |
Footnotes
- The sale of 10,000 shares reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 15, 2012.
- This transaction was executed in multiple trades at prices ranging from $12.10 to $12.36. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- 25% vested on May 13, 2010 and 1/48th vests monthly thereafter, with the result that 100% of the grant amount shall vest and be exercisable on May 13, 2013, subject, however, to the reporting person's provision of service to the issuer on each vesting date.
Billionaire Hedge Funds
