Filing Details
- Accession Number:
- 0001181431-12-056369
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-11-02 17:02:31
- Reporting Period:
- 2012-11-01
- Filing Date:
- 2012-11-02
- Accepted Time:
- 2012-11-02 17:02:31
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 888919 | Hcc Insurance Holdings Inc | HCC | Fire, Marine & Casualty Insurance (6331) | 760336636 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1399634 | J Pamela Penny | C/O Hcc Insurance Holdings, Inc. 13403 Northwest Freeway Houston TX 77040 | Evp & Chief Accounting Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-11-01 | 36,000 | $31.11 | 49,516 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-11-01 | 36,000 | $36.41 | 13,516 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Option to Purchase | Disposition | 2012-11-01 | 36,000 | $0.00 | 50,000 | $31.11 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 14,000 | 2013-03-02 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 13,516 | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Option to Purchase | $26.91 | 2017-11-15 | 50,000 | 50,000 | Direct | |
| Common Stock | Option to Purchase | $20.86 | 2014-11-19 | 100,000 | 40,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2017-11-15 | 50,000 | 50,000 | Direct |
| 2014-11-19 | 100,000 | 40,000 | Direct |
Footnotes
- The price $36.4123 represents a weighted average of sales prices ranging from $36.25 to $36.62. Full information regarding the number of shares sold at each separate price will be provided to the SEC, the issuer or a security holder of the issuer upon request.
- Option to purchase granted pursuant to the 2001 Flexible Incentive Plan.
- The options vest equally annually beginning 03/02/2008 @ 10,000 shares per year.
- Option to purchase granted pursuant to the 2008 Flexible Incentive Plan.
- The options vest equally annually beginning 11/15/2012 @ 10,000 shares per year.
- The options vest equally annually beginning 11/19/2009 @ 20,000 shares per year.
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