Filing Details
- Accession Number:
- 0001412665-12-000077
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2012-11-02 16:39:47
- Reporting Period:
- 2012-10-31
- Filing Date:
- 2012-11-02
- Accepted Time:
- 2012-11-02 16:39:47
- Original Submission Date:
- 2012-11-02
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1412665 | Midwestone Financial Group Inc. | MOFG | State Commercial Banks (6022) | 421206172 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1454768 | John Gary Ortale | 102 S. Clinton Street P.o. Box 1700 Iowa City IA 52244-1700 | Evp, Cfo & Treasurer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-10-31 | 150 | $19.75 | 7,650 | No | 4 | P | Indirect | By IRAs |
| Common Stock | Acquisiton | 2012-11-01 | 483 | $20.30 | 8,133 | No | 4 | P | Indirect | By IRAs |
| Common Stock | Acquisiton | 2012-11-01 | 12 | $20.20 | 8,145 | No | 4 | P | Indirect | By IRAs |
| Common Stock | Acquisiton | 2012-11-01 | 5 | $20.11 | 8,150 | No | 4 | P | Indirect | By IRAs |
| Common Stock | Acquisiton | 2012-11-02 | 850 | $20.50 | 9,000 | No | 4 | P | Indirect | By IRAs |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | By IRAs |
| No | 4 | P | Indirect | By IRAs |
| No | 4 | P | Indirect | By IRAs |
| No | 4 | P | Indirect | By IRAs |
| No | 4 | P | Indirect | By IRAs |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 4,270 | Direct | |
| Common Stock | 1,390 | Indirect | By ESOP |
| Common Stock | 1,500 | Indirect | By Spousal IRA |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | $16.69 | 2018-04-01 | 500 | 500 | Direct | |
| Common Stock | Employee Stock Option (Right to Buy) | $9.34 | 2019-01-22 | 500 | 500 | Direct | |
| Common Stock | Employee Stock Option (Right to Buy) | $7.02 | 2019-07-16 | 4,800 | 4,800 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2018-04-01 | 500 | 500 | Direct |
| 2019-01-22 | 500 | 500 | Direct |
| 2019-07-16 | 4,800 | 4,800 | Direct |
Footnotes
- Shares are held in MidWestOne Financial Group, Inc. Employee Stock Ownership Plan and allocated to reporting person's account as of November 1, 2012. The number of shares has increased by 51 shares since the reporting person's previous Form filing.
- The option vests in four equal annual installments beginning on April 1, 2009.
- The option vests in four equal annual installments beginning on January 22, 2010.
- The option vests in four equal annual installments beginning on July 16, 2010.
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