Filing Details
- Accession Number:
- 0000750556-12-000186
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-11-02 16:18:20
- Reporting Period:
- 2012-11-01
- Filing Date:
- 2012-11-02
- Accepted Time:
- 2012-11-02 16:18:20
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
750556 | Suntrust Banks Inc | STI | National Commercial Banks (6021) | 581575035 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1300651 | A Mark Chancy | 303 Peachtree Street, N.e. Atlanta GA 30308 | Corp. Evp-Wholesale Bank Exec | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2012-11-01 | 375 | $0.00 | 75,048 | No | 5 | G | Direct | |
Common Stock | Acquisiton | 2012-11-01 | 50,000 | $9.06 | 125,048 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-11-01 | 50,000 | $0.00 | 75,048 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 5 | G | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Option | Acquisiton | 2012-11-01 | 50,000 | $0.00 | 50,000 | $9.06 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
200,000 | 2012-02-10 | 2019-02-10 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 1,264 | Indirect | 401(k) |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Phantom Stock | $0.00 | 2,240 | 2,240 | Direct | ||
Common Stock | Phantom Stock | $0.00 | 7,003 | 7,003 | Direct | ||
Common Stock | Option | $54.28 | 2006-02-11 | 2013-02-11 | 1,452 | 1,452 | Direct |
Common Stock | Option | $73.19 | 2007-02-10 | 2014-02-10 | 10,000 | 10,000 | Direct |
Common Stock | Option | $73.14 | 2008-02-08 | 2015-02-08 | 40,000 | 40,000 | Direct |
Common Stock | Option | $71.03 | 2009-02-14 | 2016-02-14 | 45,000 | 45,000 | Direct |
Common Stock | Option | $85.06 | 2010-02-13 | 2017-02-13 | 42,000 | 42,000 | Direct |
Common Stock | Option | $64.58 | 2011-02-12 | 2018-02-12 | 115,000 | 115,000 | Direct |
Common Stock | Option | $29.54 | 2011-12-31 | 2018-12-31 | 100,000 | 100,000 | Direct |
Common Stock | Option | $29.20 | 2012-04-01 | 2021-04-01 | 27,716 | 27,716 | Direct |
Common Stock | Option | $21.67 | 2022-02-14 | 55,400 | 55,400 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2,240 | 2,240 | Direct | |
7,003 | 7,003 | Direct | |
2013-02-11 | 1,452 | 1,452 | Direct |
2014-02-10 | 10,000 | 10,000 | Direct |
2015-02-08 | 40,000 | 40,000 | Direct |
2016-02-14 | 45,000 | 45,000 | Direct |
2017-02-13 | 42,000 | 42,000 | Direct |
2018-02-12 | 115,000 | 115,000 | Direct |
2018-12-31 | 100,000 | 100,000 | Direct |
2021-04-01 | 27,716 | 27,716 | Direct |
2022-02-14 | 55,400 | 55,400 | Direct |
Footnotes
- This transaction was a gift.
- Includes restricted stock granted under SunTrust Banks, Inc. 2004 Stock Plan and the 2009 Stock Plan. Restricted stock agreements contain tax withholding features allowing stock to be withheld to satisfy tax withholding obligations. This plan is exempt under Rule 16(b)-3.
- Because the stock fund component of the 401(k) Plan is accounted for in unit accounting, the number of share equivalents varies based on the closing price of SunTrust stock on the applicable measurement date.
- The phantom stock units were acquired under SunTrust Banks, Inc.'s Deferred Compensation Plan. These securities convert to common stock on a one-for-one basis.
- Reflects time vesting as of March 31, 2012 with respect to restricted stock units originally granted under the SunTrust Banks, Inc. 2009 Stock Plan on April 1, 2011. Grant was exempt pursuant to Rule 16b-3. Award will vest pro rata annually (i.e. one-third each year) and will vest post-retirement provided certain noncompetition and other restrictive covenants are performed.
- Granted pursuant to the SunTrust Banks, Inc. 2000 Stock Plan.
- Granted pursuant to the SunTrust Banks, Inc. 2004 Stock Plan.
- Granted pursuant to the SunTrust Banks, Inc. 2009 Stock Plan. Award vests annually over the next three years.
- Shares were sold at various prices from $27.28 to $27.312.