Filing Details

Accession Number:
0000750556-12-000186
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-11-02 16:18:20
Reporting Period:
2012-11-01
Filing Date:
2012-11-02
Accepted Time:
2012-11-02 16:18:20
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
750556 Suntrust Banks Inc STI National Commercial Banks (6021) 581575035
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1300651 A Mark Chancy 303 Peachtree Street, N.e.
Atlanta GA 30308
Corp. Evp-Wholesale Bank Exec No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2012-11-01 375 $0.00 75,048 No 5 G Direct
Common Stock Acquisiton 2012-11-01 50,000 $9.06 125,048 No 4 M Direct
Common Stock Disposition 2012-11-01 50,000 $0.00 75,048 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 5 G Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Option Acquisiton 2012-11-01 50,000 $0.00 50,000 $9.06
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
200,000 2012-02-10 2019-02-10 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 1,264 Indirect 401(k)
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Phantom Stock $0.00 2,240 2,240 Direct
Common Stock Phantom Stock $0.00 7,003 7,003 Direct
Common Stock Option $54.28 2006-02-11 2013-02-11 1,452 1,452 Direct
Common Stock Option $73.19 2007-02-10 2014-02-10 10,000 10,000 Direct
Common Stock Option $73.14 2008-02-08 2015-02-08 40,000 40,000 Direct
Common Stock Option $71.03 2009-02-14 2016-02-14 45,000 45,000 Direct
Common Stock Option $85.06 2010-02-13 2017-02-13 42,000 42,000 Direct
Common Stock Option $64.58 2011-02-12 2018-02-12 115,000 115,000 Direct
Common Stock Option $29.54 2011-12-31 2018-12-31 100,000 100,000 Direct
Common Stock Option $29.20 2012-04-01 2021-04-01 27,716 27,716 Direct
Common Stock Option $21.67 2022-02-14 55,400 55,400 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2,240 2,240 Direct
7,003 7,003 Direct
2013-02-11 1,452 1,452 Direct
2014-02-10 10,000 10,000 Direct
2015-02-08 40,000 40,000 Direct
2016-02-14 45,000 45,000 Direct
2017-02-13 42,000 42,000 Direct
2018-02-12 115,000 115,000 Direct
2018-12-31 100,000 100,000 Direct
2021-04-01 27,716 27,716 Direct
2022-02-14 55,400 55,400 Direct
Footnotes
  1. This transaction was a gift.
  2. Includes restricted stock granted under SunTrust Banks, Inc. 2004 Stock Plan and the 2009 Stock Plan. Restricted stock agreements contain tax withholding features allowing stock to be withheld to satisfy tax withholding obligations. This plan is exempt under Rule 16(b)-3.
  3. Because the stock fund component of the 401(k) Plan is accounted for in unit accounting, the number of share equivalents varies based on the closing price of SunTrust stock on the applicable measurement date.
  4. The phantom stock units were acquired under SunTrust Banks, Inc.'s Deferred Compensation Plan. These securities convert to common stock on a one-for-one basis.
  5. Reflects time vesting as of March 31, 2012 with respect to restricted stock units originally granted under the SunTrust Banks, Inc. 2009 Stock Plan on April 1, 2011. Grant was exempt pursuant to Rule 16b-3. Award will vest pro rata annually (i.e. one-third each year) and will vest post-retirement provided certain noncompetition and other restrictive covenants are performed.
  6. Granted pursuant to the SunTrust Banks, Inc. 2000 Stock Plan.
  7. Granted pursuant to the SunTrust Banks, Inc. 2004 Stock Plan.
  8. Granted pursuant to the SunTrust Banks, Inc. 2009 Stock Plan. Award vests annually over the next three years.
  9. Shares were sold at various prices from $27.28 to $27.312.