Filing Details

Accession Number:
0001209191-12-051407
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-11-02 16:14:35
Reporting Period:
2012-11-02
Filing Date:
2012-11-02
Accepted Time:
2012-11-02 16:14:35
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1331520 Home Bancshares Inc HOMB State Commercial Banks (6022) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1221852 R Alex Lieblong P.o. Box 966
Conway AR 72033
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2012-11-02 31,700 $34.26 357,365 No 4 S Indirect By Key Colony Fund (hedge fund managing partner)
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By Key Colony Fund (hedge fund managing partner)
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 194,244 Direct
Common Stock - Restricted 666 Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Option $6.17 1,605 1,605 Direct
Common Stock Stock Option $7.01 1,426 1,426 Direct
Common Stock Stock Option $17.21 2018-01-09 1,188 1,188 Direct
Common Stock Stock Option $7.85 1,782 1,782 Direct
Common Stock Stock Option $8.42 1,782 1,782 Direct
Common Stock Stock Option $9.83 1,782 1,782 Direct
Common Stock Stock Option $10.66 1,782 1,782 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
1,605 1,605 Direct
1,426 1,426 Direct
2018-01-09 1,188 1,188 Direct
1,782 1,782 Direct
1,782 1,782 Direct
1,782 1,782 Direct
1,782 1,782 Direct
Footnotes
  1. The option is exercisable in five equal annual installments and became exercisable on January 10, 2009.
  2. The option is exercisable in five equal annual installments. The first installment became exercisable on December 31, 2000. The option expires 10 years from the exercisable date, therefore the first installment became exercisable on December 31, 2000 and expires on December 31, 2010.
  3. The option is exercisable in five equal annual installments. The first installment became exercisable on December 31, 2001. The option expires 10 years from the exercisable date, therefore the first installment became exercisable on December 31, 2001 and expires on December 31, 2011.
  4. The option is exercisable in five equal annual installments. The first installment became exercisable on December 31, 2002. The option expires 10 years from the exercisable date, therefore the first installment became exercisable on December 31, 2002 and expires on December 31, 2012.
  5. The option is exercisable in five equal annual installments. The first installment became exercisable on December 31, 2003. The option expires 10 years from the exercisable date, therefore the first installment became exercisable on December 31, 2003 and expires on December 31, 2013.
  6. The option is exercisable in five equal annual installments. The first installment became exercisable on December 31, 2004. The option expires 10 years from the exercisable date, therefore the first installment became exercisable on December 31, 2004 and expires on December 31, 2014.
  7. The option is exercisable in five equal annual installments. The first installment became exercisable on December 31, 2005. The option expires 10 years from the exercisable date, therefore the first installment became exercisable on December 31, 2005 and expires on December 31, 2015.
  8. Restricted Stock granted on April 21, 2011 will vest in 33 1/3% installments over three years each April 21st.