Filing Details
- Accession Number:
- 0001127602-12-029598
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-11-02 16:12:17
- Reporting Period:
- 2012-11-01
- Filing Date:
- 2012-11-02
- Accepted Time:
- 2012-11-02 16:12:17
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1041061 | Yum Brands Inc | YUM | Retail-Eating Places (5812) | 133951308 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1238486 | David Jonathan Blum | 1441 Gardiner Lane Louisville KY 40213 | Svp And Chief Public Affairs | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-11-01 | 9,500 | $29.61 | 31,631 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-11-01 | 6,349 | $72.07 | 25,282 | No | 4 | D | Direct | |
Common Stock | Disposition | 2012-11-01 | 3,151 | $72.59 | 22,131 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | D | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Appreciation Right | Disposition | 2012-11-01 | 9,500 | $0.00 | 9,500 | $29.61 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
38,346 | 2011-01-19 | 2017-01-19 | No | 4 | M | Direct |
Footnotes
- Pursuant to 10b5-1 Plan