Filing Details
- Accession Number:
- 0001209191-12-051391
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-11-02 16:06:05
- Reporting Period:
- 2012-10-31
- Filing Date:
- 2012-11-02
- Accepted Time:
- 2012-11-02 16:06:05
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1169561 | Commvault Systems Inc | CVLT | Services-Prepackaged Software (7372) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1279717 | F Robert Kurimsky | 2 Crescent Place Oceanport NJ 07757 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2012-10-31 | 20,000 | $60.00 | 24,873 | No | 4 | S | Indirect | By GRAT |
Common Stock | Acquisiton | 2012-10-31 | 7,500 | $17.60 | 39,294 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-10-31 | 7,500 | $65.00 | 31,794 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By GRAT |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Options to Purchase Common Stock | Disposition | 2012-10-31 | 7,500 | $17.60 | 7,500 | $17.60 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2017-06-14 | No | 4 | M | Direct |
Footnotes
- All transactions shown on this form have taken place pursuant to a pre-arranged trading plan in compliance with Rule 10b5-1 of the Securities and Exchange Act of 1934.
- On November 10, 2010, the reporting person contributed 65,000 shares of CommVault common stock to a grantor retained annuity trust. Consistent with Rule 16a-13, 20,127 shares of common stock were returned to the reporting person on November 4, 2011, and are reoprted as directly owned. The remaining 44,873 shares continue to be reported on this Form 4 as indirectly owned.
- The options to purchase common stock are subject to a 4-year vesting schedule, as follows: 25% on the first anniversary of the grant with the remaining options vesting in equal quarterly installments thereafter.