Filing Details
- Accession Number:
- 0001228379-12-000173
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-11-01 18:56:35
- Reporting Period:
- 2012-10-31
- Filing Date:
- 2012-11-01
- Accepted Time:
- 2012-11-01 18:56:35
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1032208 | Sempra Energy | SRE | Gas & Other Services Combined (4932) | 330732627 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1228373 | E Donald Felsinger | 101 Ash St. San Diego CA 92101 | Chairman | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-10-31 | 30,000 | $36.30 | 251,899 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-10-31 | 30,000 | $69.00 | 221,899 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2012-11-01 | 19,700 | $36.30 | 241,599 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-11-01 | 19,700 | $69.00 | 221,899 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (57,300 - 1/3/2005) | Disposition | 2012-10-31 | 30,000 | $0.00 | 30,000 | $36.30 |
Common Stock | Employee Stock Option (57,300 - 1/3/2005) | Disposition | 2012-11-01 | 19,700 | $0.00 | 19,700 | $36.30 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
19,700 | No | 4 | M | Direct | ||
0 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 66,574 | Indirect | 401(k) savings plan 10/31/2012 |
Footnotes
- Sold in accordance with an August 24, 2012 written instruction and plan for trading securities pursuant to Rule 10b5-1(c) under the Securities Exchange Act of 1934.
- Employee stock options to purchase Sempra Energy Common Stock granted on the date and as to the original number of shares indicated parenthetically. Exercisable in cumulative installments as to one-fourth of the original grant on each of the first four anniversaries of the original grant date. Expire ten years from original grant date or following earlier termination of employment.
- Not applicable.