Filing Details
- Accession Number:
- 0000091142-12-000073
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-11-01 16:36:10
- Reporting Period:
- 2012-11-01
- Filing Date:
- 2012-11-01
- Accepted Time:
- 2012-11-01 16:36:10
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 91142 | Smith A O Corp | AOS | Household Appliances (3630) | 390619790 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1236631 | S Randall Bednar | A. O. Smith Corporation 11270 West Park Place Milwaukee WI 53224 | Senior Vice President - Cio | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-11-01 | 6,750 | $16.43 | 25,252 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-11-01 | 6,750 | $61.28 | 18,502 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Options (Right to Buy) | Disposition | 2012-11-01 | 6,750 | $0.00 | 6,750 | $16.43 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 46,400 | 2005-10-11 | 2014-10-12 | No | 4 | M | Direct |
Footnotes
- The employee stock options were granted on 10/12/2004 under the A. O. Smith Combined Executive Incentive Compensation Plan, a transaction exempt under Rule 16b-3.
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