Filing Details
- Accession Number:
- 0001123292-12-000932
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-10-31 17:16:42
- Reporting Period:
- 2012-10-26
- Filing Date:
- 2012-10-31
- Accepted Time:
- 2012-10-31 17:16:42
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1499268 | Affinity Gaming Llc | N/A | Hotels & Motels (7011) | 020815199 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1509924 | Sph Manager, Llc | Two Greenwich Plaza First Floor Greenwich CT 06830 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Units | Acquisiton | 2012-10-26 | 350,000 | $11.25 | 4,268,354 | No | 4 | P | Direct | |
Common Units | Acquisiton | 2012-10-31 | 74,242 | $11.50 | 4,342,596 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct |
Footnotes
- SPH Manager, LLC ("SPH Manager") is the manager of SPH Investment, LLC ("SPH Investment"), an entity that holds an investment in the common units of Affinity Gaming, LLC (the "Common Units"). Silver Point Capital Fund, L.P. and Silver Point Capital Offshore Fund, Ltd. (collectively, the "Funds") directly or indirectly hold non-voting equity interests in SPH Investment and an economic interest in the Common Units. SPH Manager holds the voting equity interests in SPH Investment and, as a result thereof, holds voting control over, and may be deemed to be the beneficial owner of, the Common Units held by SPH Investment on behalf of the Funds. Messrs. Edward A. Mule and Robert J. O'Shea are the sole members of SPH Manager and, as a result, hold voting control over, and may be deemed to be the beneficial owners of the Common Units held by SPH Investment on behalf of the Funds.