Filing Details
- Accession Number:
- 0001127602-12-029171
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-10-29 12:37:36
- Reporting Period:
- 2012-10-26
- Filing Date:
- 2012-10-29
- Accepted Time:
- 2012-10-29 12:37:36
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 66740 | 3M Co | MMM | Surgical & Medical Instruments & Apparatus (3841) | 410417775 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1444612 | W David Meline | 3M Center St Paul MN 55144-1000 | Sr Vp & Chief Financial Ofcr | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-04-30 | 1,475 | $0.00 | 1,475 | No | 5 | G | Indirect | By spouse |
| Common Stock | Disposition | 2012-04-30 | 1,475 | $0.00 | 6,566 | No | 5 | G | Direct | |
| Common Stock | Acquisiton | 2012-10-26 | 16,636 | $54.11 | 23,202 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-10-26 | 12,482 | $87.80 | 10,720 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2012-10-26 | 506 | $87.81 | 10,214 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 5 | G | Indirect | By spouse |
| No | 5 | G | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-qualified Stock Option (Right to Buy) | Disposition | 2012-10-26 | 16,636 | $0.00 | 16,636 | $54.11 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2010-02-09 | 2019-02-08 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 181 | Indirect | By 401k/paesop Trust |
Footnotes
- This transaction involved a gift of securities by the reporting person to his spouse. The reporting person disclaims beneficial ownership of the shares held by his spouse, and this report should not be deemed an admission that the reporting person is the beneficial owner of his spouse's shares for the purposes of Section 16 or for any other purpose.
- This Form is being filed to report the exercise of a 3M stock option by means of a cashless-sell-to-cover method (selling enough shares to cover option share purchase price, fee and taxes).
- Includes shares acquired during the fiscal year pursuant to the 3M Voluntary Investment Plan.
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