Filing Details
- Accession Number:
- 0001209191-12-050715
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-10-26 18:23:36
- Reporting Period:
- 2012-10-25
- Filing Date:
- 2012-10-26
- Accepted Time:
- 2012-10-26 18:23:36
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
811596 | Kaiser Aluminum Corp | KALU | Rolling Drawing & Extruding Of Nonferrous Metals (3350) | 943030279 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1227285 | A Jack Hockema | C/O Kaiser Aluminum Corp. 27422 Portola Parkway Suite 200 Foothill Ranch CA 92610 | President & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.01 Per Share | Disposition | 2012-10-25 | 700 | $60.00 | 148,708 | No | 4 | S | Indirect | By Hockema Family Trust |
Common Stock, Par Value $0.01 Per Share | Disposition | 2012-10-26 | 2,000 | $60.23 | 146,708 | No | 4 | S | Indirect | By Hockema Family Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By Hockema Family Trust |
No | 4 | S | Indirect | By Hockema Family Trust |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock, Par Value $0.01 Per Share | 29,375 | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.01 Per Share | Employee Stock Options (Right to Buy) | $80.01 | 2017-04-03 | 8,037 | 8,037 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2017-04-03 | 8,037 | 8,037 | Direct |
Footnotes
- Sales made pursuant to a 10b5-1 plan adopted by the reporting person on July 29, 2011 as part of the reporting person's financial planning to diversify his stockholdings. The plan contemplates the sale of pre-determined amount of vested shares of common stock of the Registrant held by the reporting person in specified increments both at market prices and subject to designated floor prices.
- Represents the sale of 2,000 shares in multiple transactions, ranging from $60.0000 to $60.7700 per share, resulting in a weighted average sale price of $60.2262 per share. The reporting person undertakes to provide upon request by the SEC staff, the Registrant, or a security holder of the Registrant, full information regarding the number of shares sold at each separate price within the range.
- Stock option award granted on April 3, 2007 for 8,037 shares of common stock, with one-third of such options vested on each of the first, second and third anniversaries of the grant date.