Filing Details
- Accession Number:
- 0001511050-12-000003
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-10-26 16:53:03
- Reporting Period:
- 2012-10-22
- Filing Date:
- 2012-10-26
- Accepted Time:
- 2012-10-26 16:53:03
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1137083 | L & L Energy Inc. | LLEN | Bituminous Coal & Lignite Mining (1220) | 912103949 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1511050 | C. Edmund Moy | 130 Andover Park East Suite 200 Seattle WA 98188 | Vp Of Corporate Infrastructure | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2012-10-22 | 400 | $2.18 | 121,500 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-10-22 | 100 | $2.18 | 121,400 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-10-22 | 100 | $2.18 | 121,300 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-10-22 | 400 | $2.18 | 120,900 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-10-22 | 200 | $2.18 | 120,700 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-10-22 | 300 | $2.18 | 120,400 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-10-22 | 100 | $2.18 | 120,300 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-10-22 | 300 | $2.19 | 120,000 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-10-22 | 300 | $2.19 | 119,700 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-10-22 | 100 | $2.21 | 119,600 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-10-22 | 800 | $2.21 | 118,800 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-10-22 | 100 | $2.21 | 118,700 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-10-22 | 100 | $2.21 | 118,600 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-10-22 | 600 | $2.18 | 118,000 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-10-22 | 200 | $2.18 | 117,800 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-10-22 | 900 | $2.18 | 116,900 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-10-22 | 500 | $2.18 | 116,400 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-10-22 | 300 | $2.18 | 116,100 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Footnotes
- This transaction was carried out in accordance with Mr. Moy's previously established Rule 10b5-1 trading plan, in which Mr. Moy has no discretion in when his shares are traded. Mr. Moy's 10b5-1 trading plan has been set up for personal expenses, including taxes.