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Filing Details

Accession Number:: 0001181431-12-055498
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2012-10-25 15:11:03
Reporting Period:: 2011-06-23

Filing Date:: 2012-10-25
Accepted Time:: 2012-10-25 15:11:03
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1418862	Kior Inc	KIOR	Industrial Organic Chemicals (2860)	000000000

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1523797	John Kasbaum	13001 Bay Park Road Pasadena TX 77057	Senior Vp Of Commercial	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Class A Common Stock	Acquisiton	2012-06-23	5,000	$0.00	7,100	No	4	M	Direct
Class A Common Stock	Disposition	2012-06-27	1,439	$8.76	5,661	No	4	S	Direct
Class A Common Stock	Acquisiton	2012-10-22	25,000	$1.98	30,661	No	4	M	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Class A Common Stock	Restricted Stock Units	Acquisiton	2011-06-23	25,000	$0.00	25,000	$0.00
Class A Common Stock	Restricted Stock Units	Disposition	2012-06-23	5,000	$0.00	5,000	$0.00
Class A Common Stock	Stock Options (Right to Buy)	Disposition	2012-10-22	25,000	$0.00	25,000	$1.98

Remaning Holdings	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
25,000		No	4	A	Direct
20,000		No	4	M	Direct
535,000	2020-07-27	No	4	M	Direct

Footnotes

Represents the conversion, upon vesting, of the restricted stock units reported on Table II into Class A Common Stock. On June 23, 2011, the reporting person received 25,000 restricted stock units, of which 1/5, or 5,000 units, were vested on June 23, 2012.
These sales were effected to satisfy the reporting person's federal income tax obligations with respect to the vesting of the restricted stock units reported on Table II.
This price is a weighted average price. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4. These shares were sold in multiple transactions at prices ranging from $8.752 to $8.772, inclusive.
Represents the conversion, upon exercise, of the stock options reported on Table II into Class A Common Stock.
Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock of the issuer.
These restricted stock units were acquired June 23, 2011 as part of a total award of 25,000 restricted stock units. One fifth of such restricted stock units vested on June 23, 2012, and the remainder will vest in equal annual installments on June 23 of each of 2013, 2014, 2015 and 2016.
These options were acquired July 28, 2010 as part of a total award of 560,000 incentive stock options, as reported on the reporting person's Form 3 filed on June 23, 2011. One-fifth of the total number of shares subject to the option vested on June 1, 2011, the one-year anniversary of the vesting commencement date of such options, and the remainder have vested and will continue to vest in 48 equal monthly installments until the fifth anniversary of the vesting commencement date.