Filing Details
- Accession Number:
- 0001181431-12-055442
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-10-24 17:06:42
- Reporting Period:
- 2012-10-22
- Filing Date:
- 2012-10-24
- Accepted Time:
- 2012-10-24 17:06:42
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1085621 | Icg Group Inc. | ICGE | Services-Management Consulting Services (8742) | 232996071 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1184528 | Iii W Walter Buckley | C/O Icg Group, Inc. 555 E. Lancaster Avenue, Suite 640 Radnor PA 19087 | Chief Executive Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $.001 Per Share | Acquisiton | 2012-10-22 | 99,999 | $4.59 | 811,264 | No | 4 | M | Direct | |
Common Stock, Par Value $.001 Per Share | Disposition | 2012-10-22 | 9,400 | $11.04 | 801,864 | No | 4 | S | Direct | |
Common Stock, Par Value $.001 Per Share | Disposition | 2012-10-23 | 15,600 | $10.78 | 786,264 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock, Par Value $.001 Per Share | Options to Purchase Common Stock | Disposition | 2012-10-22 | 99,999 | $0.00 | 99,999 | $4.59 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2006-10-23 | 2012-10-23 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock, Par Value $.001 Per Share | 12,500 | Indirect | Held by trust for the benefit of Mr. Buckley's relative |
Common Stock, Par Value $.001 Per Share | 12,500 | Indirect | Held by trust for the benefit of Mr. Buckley's relative |
Common Stock, Par Value $.001 Per Share | 59,748 | Indirect | Held by 401(k) Plan |
Footnotes
- The option exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b(5)-1 trading plan adopted on September 24, 2012 by the Reporting Person with respect to options expiring on October 23, 2012; an aggregate of 25,000 shares were sold in connection with this option exercise.
- This column reflects the weighted average sales price for multiple transactions reported for October 22, 2012. Actual sales prices for these transactions ranged from $10.95 to $11.08, inclusive. The Reporting Person undertakes to provide to ICG Group, Inc., any security holder of ICG Group, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price with the range.
- This column reflects the weighted average sales price for multiple transactions reported for October 23, 2012. Actual sales prices for these transactions ranged from $10.70 to $10.85, inclusive. The Reporting Person undertakes to provide to ICG Group, Inc., any security holder of ICG Group, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.