Filing Details

Accession Number:
0001181431-12-055442
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-10-24 17:06:42
Reporting Period:
2012-10-22
Filing Date:
2012-10-24
Accepted Time:
2012-10-24 17:06:42
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1085621 Icg Group Inc. ICGE Services-Management Consulting Services (8742) 232996071
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1184528 Iii W Walter Buckley C/O Icg Group, Inc.
555 E. Lancaster Avenue, Suite 640
Radnor PA 19087
Chief Executive Officer Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $.001 Per Share Acquisiton 2012-10-22 99,999 $4.59 811,264 No 4 M Direct
Common Stock, Par Value $.001 Per Share Disposition 2012-10-22 9,400 $11.04 801,864 No 4 S Direct
Common Stock, Par Value $.001 Per Share Disposition 2012-10-23 15,600 $10.78 786,264 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock, Par Value $.001 Per Share Options to Purchase Common Stock Disposition 2012-10-22 99,999 $0.00 99,999 $4.59
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2006-10-23 2012-10-23 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock, Par Value $.001 Per Share 12,500 Indirect Held by trust for the benefit of Mr. Buckley's relative
Common Stock, Par Value $.001 Per Share 12,500 Indirect Held by trust for the benefit of Mr. Buckley's relative
Common Stock, Par Value $.001 Per Share 59,748 Indirect Held by 401(k) Plan
Footnotes
  1. The option exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b(5)-1 trading plan adopted on September 24, 2012 by the Reporting Person with respect to options expiring on October 23, 2012; an aggregate of 25,000 shares were sold in connection with this option exercise.
  2. This column reflects the weighted average sales price for multiple transactions reported for October 22, 2012. Actual sales prices for these transactions ranged from $10.95 to $11.08, inclusive. The Reporting Person undertakes to provide to ICG Group, Inc., any security holder of ICG Group, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price with the range.
  3. This column reflects the weighted average sales price for multiple transactions reported for October 23, 2012. Actual sales prices for these transactions ranged from $10.70 to $10.85, inclusive. The Reporting Person undertakes to provide to ICG Group, Inc., any security holder of ICG Group, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.