Filing Details
- Accession Number:
- 0001209191-12-050385
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-10-24 13:31:47
- Reporting Period:
- 2012-10-23
- Filing Date:
- 2012-10-24
- Accepted Time:
- 2012-10-24 13:31:47
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1331520 | Home Bancshares Inc | HOMB | State Commercial Banks (6022) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1191010 | W John Allison | P.o. Box 966 Conway AR 72033 | Chairman | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2012-10-23 | 200,000 | $34.35 | 1,870,130 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock - Restricted | 3,895 | Direct | |
Common Stock | 4,068 | Indirect | By IRA |
Common Stock | 213,840 | Indirect | By wife |
Common Stock | 109,223 | Indirect | By wife as custodian for son |
Common Stock | 44,609 | Indirect | By wife and son |
Common Stock | 16,832 | Indirect | By Capital Buyers |
Common Stock | 36,755 | Indirect | By son |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option | $17.21 | 2018-01-09 | 2,376 | 2,376 | Direct | |
Common Stock | Stock Option | $6.17 | 2,852 | 2,852 | Direct | ||
Common Stock | Stock Option | $7.85 | 1,426 | 1,426 | Direct | ||
Common Stock | Stock Option | $7.01 | 1,070 | 1,070 | Direct | ||
Common Stock | Performance Stock Option | $11.09 | 2010-01-01 | 2016-03-13 | 44,478 | 44,478 | Direct |
Common Stock | Stock Option | $8.42 | 1,782 | 1,782 | Direct | ||
Common Stock | Stock Option | $9.83 | 1,782 | 1,782 | Direct | ||
Common Stock | Stock Option | $10.66 | 1,782 | 1,782 | Direct | ||
Common Stock | Stock Option | $10.66 | 2005-07-27 | 2015-07-27 | 89,100 | 89,100 | Direct |
Common Stock | Stock Option | $9.55 | 10,078 | 10,078 | Direct | ||
Common Stock | Stock Option | $20.33 | 2017-01-18 | 23,760 | 23,760 | Direct | |
Common Stock | Stock Option | $17.07 | 2018-01-17 | 17,820 | 17,820 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2018-01-09 | 2,376 | 2,376 | Direct |
2,852 | 2,852 | Direct | |
1,426 | 1,426 | Direct | |
1,070 | 1,070 | Direct | |
2016-03-13 | 44,478 | 44,478 | Direct |
1,782 | 1,782 | Direct | |
1,782 | 1,782 | Direct | |
1,782 | 1,782 | Direct | |
2015-07-27 | 89,100 | 89,100 | Direct |
10,078 | 10,078 | Direct | |
2017-01-18 | 23,760 | 23,760 | Direct |
2018-01-17 | 17,820 | 17,820 | Direct |
Footnotes
- The option became exercisable in five equal annual installments beginning on January 18, 2009.
- The option is exercisable in five equal annual installments and expires 10 years from the exercisable date, therefore the first installment became exercisable on December 31, 2000 and would have expired on December 31, 2010.
- The option is exercisable in five equal annual installments and expires 10 years from the exercisable date, therefore the first installment became exercisable on December 31, 2001 and would have expired on December 31, 2011.
- The option is exercisable in five equal annual installments and expires 10 years from the exercisable date, therefore the first installment became exercisable on December 31, 2002 and expires on December 31, 2012.
- The option is exercisable in five equal annual installments and expires 10 years from the exercisable date, therefore the first installment became exercisable on December 31, 2003 and expires on December 31, 2013.
- The option is exercisable in five equal annual installments and expires 10 years from the exercisable date, therefore the first installment became exercisable on December 31, 2004 and expires on December 31, 2014.
- The option is exercisable in five equal annual installments and expires 10 years from the exercisable date, therefore the first installment became exercisable on December 31, 2005 and expires on December 31, 2015.
- 1,440 options have an expiration date of December 31, 2013 and 1,728 options have an expiration date of December 31, 2014. The remaining 6,910 options vested on January 1, 2005 with an expiration date of January 1, 2015.
- The option became exercisable in two equal annual installments beginning on January 19, 2008.
- The option became exercisable in five equal annual installments beginning on January 10, 2009.
- Restricted Stock granted on January 22, 2010 will vest in 33 1/3% installments over three years each January 22nd.
- Restricted Stock granted on February 2, 2011 will vest in 33 1/3% installments over three years each February 2nd.
- The reporting person made a gift of 2,782 shares on July 6, 2012.
- The reporting person made a gift of 8,000 shares on August 23, 2012.
- The reporting person made a gift of 110,265 shares on August 24, 2012.
- The reporting person sold shares of common stock to the Company pursuant to the Company's stock repurchase plan and in compliance with Rule 10b-18. The trade was authorized on October 19, 2012 by the independent members of the Company's Board of Directors.
- These shares were a gift received from the reporting person on August 24, 2012 as part of the 110,265 shares noted in Footnote 15.