Filing Details

Accession Number:
0001209191-12-050385
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-10-24 13:31:47
Reporting Period:
2012-10-23
Filing Date:
2012-10-24
Accepted Time:
2012-10-24 13:31:47
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1331520 Home Bancshares Inc HOMB State Commercial Banks (6022) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1191010 W John Allison P.o. Box 966
Conway AR 72033
Chairman Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2012-10-23 200,000 $34.35 1,870,130 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock - Restricted 3,895 Direct
Common Stock 4,068 Indirect By IRA
Common Stock 213,840 Indirect By wife
Common Stock 109,223 Indirect By wife as custodian for son
Common Stock 44,609 Indirect By wife and son
Common Stock 16,832 Indirect By Capital Buyers
Common Stock 36,755 Indirect By son
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Option $17.21 2018-01-09 2,376 2,376 Direct
Common Stock Stock Option $6.17 2,852 2,852 Direct
Common Stock Stock Option $7.85 1,426 1,426 Direct
Common Stock Stock Option $7.01 1,070 1,070 Direct
Common Stock Performance Stock Option $11.09 2010-01-01 2016-03-13 44,478 44,478 Direct
Common Stock Stock Option $8.42 1,782 1,782 Direct
Common Stock Stock Option $9.83 1,782 1,782 Direct
Common Stock Stock Option $10.66 1,782 1,782 Direct
Common Stock Stock Option $10.66 2005-07-27 2015-07-27 89,100 89,100 Direct
Common Stock Stock Option $9.55 10,078 10,078 Direct
Common Stock Stock Option $20.33 2017-01-18 23,760 23,760 Direct
Common Stock Stock Option $17.07 2018-01-17 17,820 17,820 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2018-01-09 2,376 2,376 Direct
2,852 2,852 Direct
1,426 1,426 Direct
1,070 1,070 Direct
2016-03-13 44,478 44,478 Direct
1,782 1,782 Direct
1,782 1,782 Direct
1,782 1,782 Direct
2015-07-27 89,100 89,100 Direct
10,078 10,078 Direct
2017-01-18 23,760 23,760 Direct
2018-01-17 17,820 17,820 Direct
Footnotes
  1. The option became exercisable in five equal annual installments beginning on January 18, 2009.
  2. The option is exercisable in five equal annual installments and expires 10 years from the exercisable date, therefore the first installment became exercisable on December 31, 2000 and would have expired on December 31, 2010.
  3. The option is exercisable in five equal annual installments and expires 10 years from the exercisable date, therefore the first installment became exercisable on December 31, 2001 and would have expired on December 31, 2011.
  4. The option is exercisable in five equal annual installments and expires 10 years from the exercisable date, therefore the first installment became exercisable on December 31, 2002 and expires on December 31, 2012.
  5. The option is exercisable in five equal annual installments and expires 10 years from the exercisable date, therefore the first installment became exercisable on December 31, 2003 and expires on December 31, 2013.
  6. The option is exercisable in five equal annual installments and expires 10 years from the exercisable date, therefore the first installment became exercisable on December 31, 2004 and expires on December 31, 2014.
  7. The option is exercisable in five equal annual installments and expires 10 years from the exercisable date, therefore the first installment became exercisable on December 31, 2005 and expires on December 31, 2015.
  8. 1,440 options have an expiration date of December 31, 2013 and 1,728 options have an expiration date of December 31, 2014. The remaining 6,910 options vested on January 1, 2005 with an expiration date of January 1, 2015.
  9. The option became exercisable in two equal annual installments beginning on January 19, 2008.
  10. The option became exercisable in five equal annual installments beginning on January 10, 2009.
  11. Restricted Stock granted on January 22, 2010 will vest in 33 1/3% installments over three years each January 22nd.
  12. Restricted Stock granted on February 2, 2011 will vest in 33 1/3% installments over three years each February 2nd.
  13. The reporting person made a gift of 2,782 shares on July 6, 2012.
  14. The reporting person made a gift of 8,000 shares on August 23, 2012.
  15. The reporting person made a gift of 110,265 shares on August 24, 2012.
  16. The reporting person sold shares of common stock to the Company pursuant to the Company's stock repurchase plan and in compliance with Rule 10b-18. The trade was authorized on October 19, 2012 by the independent members of the Company's Board of Directors.
  17. These shares were a gift received from the reporting person on August 24, 2012 as part of the 110,265 shares noted in Footnote 15.