Filing Details

Accession Number:
0001144204-12-057497
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-10-24 12:39:27
Reporting Period:
2012-10-22
Filing Date:
2012-10-24
Accepted Time:
2012-10-24 12:39:27
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
910322 Astoria Financial Corp AF Savings Institution, Federally Chartered (6035) 113170868
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1560560 J. John Corrado One Astoria Federal Plaza
Lake Success NY US 11042
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-10-22 25,000 $9.96 25,000 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 2,000 Indirect RSA
Footnotes
  1. Represents award of restricted stock dated October 17, 2012 pursuant to the Astoria Financial Corporation 2007 Non-Employee Director Stock Plan, or the 2007 Plan. The restricted stock will vest on October 17, 2015 or, if earlier, upon the death, Disability, Mandatory Retirement, Change in Control or Involuntary Termination, all as specified in the 2007 Plan.
  2. This transaction was executed in multiple trades at prices ranging from $9.955 to $9.979. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.