Filing Details
- Accession Number:
- 0001144204-12-057497
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-10-24 12:39:27
- Reporting Period:
- 2012-10-22
- Filing Date:
- 2012-10-24
- Accepted Time:
- 2012-10-24 12:39:27
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
910322 | Astoria Financial Corp | AF | Savings Institution, Federally Chartered (6035) | 113170868 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1560560 | J. John Corrado | One Astoria Federal Plaza Lake Success NY US 11042 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-10-22 | 25,000 | $9.96 | 25,000 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 2,000 | Indirect | RSA |
Footnotes
- Represents award of restricted stock dated October 17, 2012 pursuant to the Astoria Financial Corporation 2007 Non-Employee Director Stock Plan, or the 2007 Plan. The restricted stock will vest on October 17, 2015 or, if earlier, upon the death, Disability, Mandatory Retirement, Change in Control or Involuntary Termination, all as specified in the 2007 Plan.
- This transaction was executed in multiple trades at prices ranging from $9.955 to $9.979. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.