Filing Details
- Accession Number:
- 0001181431-12-055387
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2012-10-23 21:44:39
- Reporting Period:
- 2012-07-25
- Filing Date:
- 2012-10-23
- Accepted Time:
- 2012-10-23 21:44:39
- Original Submission Date:
- 2012-07-25
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1327567 | Palo Alto Networks Inc | PANW | Computer Peripheral Equipment, Nec (3577) | 202530195 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1554354 | Rajiv Batra | C/O Palo Alto Networks Inc. 3300 Olcott Street Santa Clara CA 95054 | Vp, Engineering | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-07-25 | 60,916 | $0.00 | 1,877,216 | No | 4 | C | Indirect | See footnote |
| Common Stock | Disposition | 2012-07-25 | 177,000 | $39.06 | 1,700,216 | No | 4 | S | Indirect | See footnote |
| Common Stock | Disposition | 2012-07-25 | 25,000 | $39.06 | 225,000 | No | 4 | S | Indirect | See footnote |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | C | Indirect | See footnote |
| No | 4 | S | Indirect | See footnote |
| No | 4 | S | Indirect | See footnote |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Series A-2 Preferred Stock | Disposition | 2012-07-25 | 40,000 | $0.00 | 40,000 | $0.00 |
| Common Stock | Series B Preferred Stock | Disposition | 2012-07-25 | 10,714 | $0.00 | 10,714 | $0.00 |
| Common Stock | Series C Preferred Stock | Disposition | 2012-07-25 | 10,202 | $0.00 | 10,202 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | No | 4 | C | Indirect | ||
| 0 | No | 4 | C | Indirect | ||
| 0 | No | 4 | C | Indirect |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 75,000 | Direct |
Footnotes
- Each share of Series A-2 Preferred Stock, Series B Preferred Stock and Series C Preferred Stock automatically converted into Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering of Common Stock and had no expiration date.
- Shares held directly by the Batra Family Trust U/A/D 5th of January 2006 for which the Reporting Person serves as a trustee.
- Shares held directly by the Trust Agreement for Aditya Joshua Batra dated February 22, 2005 for which the Reporting Person serves as a trustee.
Billionaire Hedge Funds
