Filing Details
- Accession Number:
- 0001209191-12-050309
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-10-23 18:14:15
- Reporting Period:
- 2012-10-19
- Filing Date:
- 2012-10-23
- Accepted Time:
- 2012-10-23 18:14:15
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
36270 | M&T Bank Corp | MTB | State Commercial Banks (6022) | 160968385 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1273914 | J Stephen Braunscheidel | One M&Amp;T Plaza Buffalo NY 14203-2399 | Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-10-19 | 111 | $0.00 | 23,207 | No | 4 | A | Direct | |
Common Stock | Disposition | 2012-10-19 | 1,000 | $103.70 | 22,207 | No | 4 | F | Direct | |
Common Stock | Acquisiton | 2012-10-19 | 15,000 | $91.75 | 37,207 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-10-19 | 13,911 | $103.25 | 23,296 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | A | Direct | |
No | 4 | F | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Option (right to buy) | Disposition | 2012-10-19 | 15,000 | $0.00 | 15,000 | $91.75 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2014-01-20 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 7,210 | Indirect | By 401(k) Plan |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Phantom Common Stock Units | $0.00 | 0 | 1,103 | Indirect |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
0 | 1,103 | Indirect |
Footnotes
- The reported transaction involves an award of fully vested restricted stock issued under the M&T Bank Corporation 2009 Equity Incentive Compensation Plan and represents a portion of the reporting person's salary.
- The restricted stock was granted under an equity incentive compensation plan maintained by M&T Bank Corporation, and therefore the reporting person paid no price for the restricted stock.
- The reported transaction includes shares withheld to pay a portion of the stock option cost and also includes shares withheld for taxes in connection with the filer's stock salary award.
- This transaction was executed in multiple trades at prices ranging from $103.02 to $103.43. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- The information presented is as of September 30, 2012.
- Currently exercisable.
- The option was granted under an employee stock option plan maintained by M&T Bank Corporation, and therefore the reporting person paid no price for the option.
- The reported phantom common stock units are held by the reporting person in an excess benefit plan account maintained by M&T Bank Corporation and represent a like number of shares of M&T Bank Corporation common stock. The phantom common stock units may only be settled in cash upon distribution in accordance with the terms of the plan. The reported phantom common stock units also include units acquired through the dividend reinvestment feature of the plan.