Filing Details

Accession Number:
0000895813-12-000158
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-10-23 18:10:35
Reporting Period:
2012-10-19
Filing Date:
2012-10-23
Accepted Time:
2012-10-23 18:10:35
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
73124 Northern Trust Corp NTRS State Commercial Banks (6022) 362723087
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1188084 L William Morrison 50 South Lasalle Street
Chicago IL 60603
President & Coo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-10-19 3,066 $32.62 59,519 No 4 M Direct
Common Stock Acquisiton 2012-10-19 12,453 $32.62 71,972 No 4 M Direct
Common Stock Disposition 2012-10-19 12,453 $47.86 59,519 No 4 S Direct
Common Stock Disposition 2012-10-19 1,678 $47.72 71,994 No 4 F Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 F Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 61,761 Direct
Common Stock 203 Indirect By Son
Common Stock 1,200 Indirect By Spouse
Common Stock 148 Indirect By Son
Common Stock 2,552 Indirect 401(k)
Footnotes
  1. The price in Column 4 is the weighted average price. The prices actually received ranged from $47.80 to $47.92. Upon request, the reporting person will provide to the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price within this range.
  2. Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.
  3. On October 19, 2012, 7,523 already reported and vested stock units, granted on July 21, 2009, were distributed to the reporting person, 2,242 stock units were distributed to the reporting person as common stock of NTRS; 1,678 stock units were withheld in payment of Federal, State and Medicare taxes and 3,603 were deferred.
  4. As of 9/30/12.