Filing Details
- Accession Number:
- 0001035267-12-000046
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-10-23 18:00:38
- Reporting Period:
- 2012-08-06
- Filing Date:
- 2012-10-23
- Accepted Time:
- 2012-10-23 18:00:38
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1035267 | Intuitive Surgical Inc | ISRG | Orthopedic, Prosthetic & Surgical Appliances & Supplies (3842) | 770416458 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1238937 | M Lonnie Smith | 1266 Kifer Road Sunnyvale CA 94086 | Chairman Of The Board | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2012-08-06 | 30,000 | $0.00 | 244,775 | No | 4 | G | Direct | |
Common Stock | Disposition | 2012-08-15 | 50 | $0.00 | 244,725 | No | 4 | G | Direct | |
Common Stock | Disposition | 2012-08-15 | 50 | $0.00 | 244,675 | No | 4 | G | Direct | |
Common Stock | Acquisiton | 2012-08-21 | 6,870 | $0.00 | 251,545 | No | 4 | G | Direct | |
Common Stock | Acquisiton | 2012-10-07 | 5,990 | $0.00 | 257,535 | No | 4 | G | Direct | |
Common Stock | Acquisiton | 2012-10-22 | 17,500 | $106.69 | 275,035 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-10-22 | 17,500 | $543.29 | 257,535 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2012-08-06 | 30,000 | $0.00 | 140,681 | No | 4 | G | Indirect | by Trust |
Common Stock | Disposition | 2012-08-21 | 6,870 | $0.00 | 133,811 | No | 4 | G | Indirect | by Trust |
Common Stock | Disposition | 2012-09-07 | 5,990 | $0.00 | 127,821 | No | 4 | G | Indirect | by Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | G | Direct | |
No | 4 | G | Direct | |
No | 4 | G | Direct | |
No | 4 | G | Direct | |
No | 4 | G | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | G | Indirect | by Trust |
No | 4 | G | Indirect | by Trust |
No | 4 | G | Indirect | by Trust |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2012-10-22 | 17,500 | $0.00 | 17,500 | $106.69 |
Common Stock | Non-Qualified Stock Option (right to buy) | Acquisiton | 2012-08-15 | 2,500 | $0.00 | 2,500 | $517.31 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
37,500 | 2016-02-07 | No | 4 | M | Direct | |
2,500 | 2022-08-15 | No | 4 | A | Direct |
Footnotes
- The reporting person contributed shares to a grantor retained annuity trust No. 8 ("GRAT No. 8").
- These shares were gifted from the account of Lonnie Smith & Cheryl Smith, Community Property to Rebecca S Eggleston ACF Madeleine Diane Eggleston U/CO/UTMA.
- These shares were gifted from the account of Lonnie Smith & Cheryl Smith, Community Property to Rebecca S Eggleston ACF Parker Keith Eggleston U/CO/UTMA.
- Shares were distributed by GRAT No. 7 to Lonnie Smith & Cheryl Smith, Community Property.
- Shares were distributed by GRAT No. 6 to Lonnie Smith & Cheryl Smith, Community Property.
- These shares were sold pursuant to a Rule 10b5-1 Trading Plan, entered into on March 8, 2012.
- These shares were sold pursuant to a 10b5-1 Plan. The shares were sold at an average price of $543.285130. The actual selling price of the shares was: $541.00 - $541.99 - 494 shares sold; $542.00 - $542.99 - 13,506 shares sold; $543.00 - $543.99 - 1,000 shares sold; $547.00 - $547.99 - 1,500 shares sold; $548.00 - $548.99 - 1,000 shares sold.
- Non-statutory stock option granted pursuant to the 2000 Employee Stock Option Plan. Option shall vest 1/8 six months after the date of grant and 1/48th each month thereafter.
- Non-statutory stock option granted pursuant to the 2010 Employee Stock Option Plan. Option shall vest 7/48 one month after the date of grant and 1/48th each month thereafter.