Filing Details
- Accession Number:
- 0000014693-12-000148
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-10-23 16:58:01
- Reporting Period:
- 2012-10-19
- Filing Date:
- 2012-10-23
- Accepted Time:
- 2012-10-23 16:58:01
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
14693 | Brown Forman Corp | BFA, BFB | Beverages (2080) | 610143150 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1403221 | Laura Frazier | 850 Dixie Highway Louisville KY 40210 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common | Disposition | 2012-01-03 | 39,368 | $0.00 | 8,480,822 | No | 4 | G | Indirect | Avish Agincourt, LLC |
Class A Common | Disposition | 2012-04-02 | 36,987 | $0.00 | 8,480,882 | No | 4 | G | Indirect | Avish Agincourt, LLC |
Class A Common | Disposition | 2012-07-02 | 32,154 | $0.00 | 8,480,882 | No | 5 | G | Indirect | Avish Agincourt, LLC |
Class A Common | Acquisiton | 2012-10-19 | 590,039 | $0.00 | 8,480,882 | No | 4 | J | Indirect | Avish Agincourt, LLC |
Class B Common | Disposition | 2012-01-03 | 25,000 | $0.00 | 5,385,486 | No | 4 | G | Indirect | Avish Agincourt, LLC |
Class B Common | Disposition | 2012-04-02 | 23,487 | $0.00 | 5,385,486 | No | 4 | G | Indirect | Avish Agincourt, LLC |
Class B Common | Disposition | 2012-07-02 | 20,418 | $0.00 | 5,385,486 | No | 5 | G | Indirect | Avish Agincourt, LLC |
Class B Common | Acquisiton | 2012-10-19 | 374,684 | $0.00 | 5,385,486 | No | 4 | J | Indirect | Avish Agincourt, LLC |
Class B Common | Acquisiton | 2012-08-16 | 1,093,749 | $0.00 | 1,093,749 | No | 5 | W | Indirect | OBF Revocable Trust |
Class B Common | Disposition | 2012-10-19 | 534,545 | $67.11 | 559,204 | No | 4 | S | Indirect | OBF Revocable Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | G | Indirect | Avish Agincourt, LLC |
No | 4 | G | Indirect | Avish Agincourt, LLC |
No | 5 | G | Indirect | Avish Agincourt, LLC |
No | 4 | J | Indirect | Avish Agincourt, LLC |
No | 4 | G | Indirect | Avish Agincourt, LLC |
No | 4 | G | Indirect | Avish Agincourt, LLC |
No | 5 | G | Indirect | Avish Agincourt, LLC |
No | 4 | J | Indirect | Avish Agincourt, LLC |
No | 5 | W | Indirect | OBF Revocable Trust |
No | 4 | S | Indirect | OBF Revocable Trust |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Class A Common | 207,313 | Direct | |
Class A Common | 354 | Indirect | Cordt Huneke Trust |
Class A Common | 354 | Indirect | Chase Huneke Trust |
Class A Common | 354 | Indirect | Brooke Huneke Trust |
Class A Common | 354 | Indirect | Kelli Huneke Trust |
Class A Common | 5,922 | Indirect | Brooke Huneke UTMA |
Class A Common | 5,922 | Indirect | Kelli Huneke UTMA |
Class A Common | 4,860 | Indirect | Annsley Frazier Thorton Trust |
Class B Common | 223,213 | Direct | |
Class B Common | 1,290 | Indirect | Cordt Huneke Trust |
Class B Common | 1,702 | Indirect | Chase Huneke Trust |
Class B Common | 1,702 | Indirect | Brooke Huneke Trust |
Class B Common | 1,702 | Indirect | Kelli Huneke Trust |
Class B Common | 5,155 | Indirect | Brooke Huneke UTMA |
Class B Common | 5,065 | Indirect | Kelli Huneke UTMA |
Footnotes
- Represents three transfers of units of Avish Agincourt LLC from a trust of which the reporting person is trustee to a revocable trust, in satisfaction of a private annuity arrangement analogous to a grantor retained annuity trust.
- Represents private transaction involving the exchange of Class B shares in consideration of the acquisition by a revocable trust of additional limited partnership units in a charitable limited partnership, which holds Avish Agincourt LLC units and is controlled by the reporting person. The reporting person disclaims beneficial ownership of all entities except to the extent of her pecuniary interest therein.
- On August 16, 2012, the reporting person became trustee of this trust.
- On August 10, 2012, the Class A and Class B common stock of Brown-Forman Corporation split 3-2, resulting in the reporting person's acquisition of additional 69,104 shares of Class A common stock.
- Includes 118 additional Class A shares of common stock issued in the August stock split.
- Includes 1,974 additional Class A shares of common stock issued in the August stock split.
- Includes 1,620 additional Class A shares of common stock issued in the August stock split.
- Includes 2,826,960 additional Class A shares of common stock issued in the August stock split.
- Includes 74,404 additional Class B shares of common stock issued in the August stock split.
- Includes 430 additional Class B shares of common stock issued in the August stock split.
- Includes 567 additional Class B shares of common stock issued in the August stock split.
- Includes 1,718 additional Class B shares of common stock issued in the August stock split.
- Includes 1,688 additional Class B shares of common stock issued in the August stock split.
- Total has been updatedto reflect the redemption of another member's interest in Avish Agincourt, LLC which redemption did not affect the reporting person's pecuniary interest, and also 1,795,162 shares received in the August 2012 stock split.