Filing Details

Accession Number:
0000014693-12-000148
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-10-23 16:58:01
Reporting Period:
2012-10-19
Filing Date:
2012-10-23
Accepted Time:
2012-10-23 16:58:01
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
14693 Brown Forman Corp BFA, BFB Beverages (2080) 610143150
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1403221 Laura Frazier 850 Dixie Highway
Louisville KY 40210
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Disposition 2012-01-03 39,368 $0.00 8,480,822 No 4 G Indirect Avish Agincourt, LLC
Class A Common Disposition 2012-04-02 36,987 $0.00 8,480,882 No 4 G Indirect Avish Agincourt, LLC
Class A Common Disposition 2012-07-02 32,154 $0.00 8,480,882 No 5 G Indirect Avish Agincourt, LLC
Class A Common Acquisiton 2012-10-19 590,039 $0.00 8,480,882 No 4 J Indirect Avish Agincourt, LLC
Class B Common Disposition 2012-01-03 25,000 $0.00 5,385,486 No 4 G Indirect Avish Agincourt, LLC
Class B Common Disposition 2012-04-02 23,487 $0.00 5,385,486 No 4 G Indirect Avish Agincourt, LLC
Class B Common Disposition 2012-07-02 20,418 $0.00 5,385,486 No 5 G Indirect Avish Agincourt, LLC
Class B Common Acquisiton 2012-10-19 374,684 $0.00 5,385,486 No 4 J Indirect Avish Agincourt, LLC
Class B Common Acquisiton 2012-08-16 1,093,749 $0.00 1,093,749 No 5 W Indirect OBF Revocable Trust
Class B Common Disposition 2012-10-19 534,545 $67.11 559,204 No 4 S Indirect OBF Revocable Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 G Indirect Avish Agincourt, LLC
No 4 G Indirect Avish Agincourt, LLC
No 5 G Indirect Avish Agincourt, LLC
No 4 J Indirect Avish Agincourt, LLC
No 4 G Indirect Avish Agincourt, LLC
No 4 G Indirect Avish Agincourt, LLC
No 5 G Indirect Avish Agincourt, LLC
No 4 J Indirect Avish Agincourt, LLC
No 5 W Indirect OBF Revocable Trust
No 4 S Indirect OBF Revocable Trust
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common 207,313 Direct
Class A Common 354 Indirect Cordt Huneke Trust
Class A Common 354 Indirect Chase Huneke Trust
Class A Common 354 Indirect Brooke Huneke Trust
Class A Common 354 Indirect Kelli Huneke Trust
Class A Common 5,922 Indirect Brooke Huneke UTMA
Class A Common 5,922 Indirect Kelli Huneke UTMA
Class A Common 4,860 Indirect Annsley Frazier Thorton Trust
Class B Common 223,213 Direct
Class B Common 1,290 Indirect Cordt Huneke Trust
Class B Common 1,702 Indirect Chase Huneke Trust
Class B Common 1,702 Indirect Brooke Huneke Trust
Class B Common 1,702 Indirect Kelli Huneke Trust
Class B Common 5,155 Indirect Brooke Huneke UTMA
Class B Common 5,065 Indirect Kelli Huneke UTMA
Footnotes
  1. Represents three transfers of units of Avish Agincourt LLC from a trust of which the reporting person is trustee to a revocable trust, in satisfaction of a private annuity arrangement analogous to a grantor retained annuity trust.
  2. Represents private transaction involving the exchange of Class B shares in consideration of the acquisition by a revocable trust of additional limited partnership units in a charitable limited partnership, which holds Avish Agincourt LLC units and is controlled by the reporting person. The reporting person disclaims beneficial ownership of all entities except to the extent of her pecuniary interest therein.
  3. On August 16, 2012, the reporting person became trustee of this trust.
  4. On August 10, 2012, the Class A and Class B common stock of Brown-Forman Corporation split 3-2, resulting in the reporting person's acquisition of additional 69,104 shares of Class A common stock.
  5. Includes 118 additional Class A shares of common stock issued in the August stock split.
  6. Includes 1,974 additional Class A shares of common stock issued in the August stock split.
  7. Includes 1,620 additional Class A shares of common stock issued in the August stock split.
  8. Includes 2,826,960 additional Class A shares of common stock issued in the August stock split.
  9. Includes 74,404 additional Class B shares of common stock issued in the August stock split.
  10. Includes 430 additional Class B shares of common stock issued in the August stock split.
  11. Includes 567 additional Class B shares of common stock issued in the August stock split.
  12. Includes 1,718 additional Class B shares of common stock issued in the August stock split.
  13. Includes 1,688 additional Class B shares of common stock issued in the August stock split.
  14. Total has been updatedto reflect the redemption of another member's interest in Avish Agincourt, LLC which redemption did not affect the reporting person's pecuniary interest, and also 1,795,162 shares received in the August 2012 stock split.