Filing Details
- Accession Number:
- 0001144204-12-057231
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-10-22 21:02:10
- Reporting Period:
- 2012-10-18
- Filing Date:
- 2012-10-22
- Accepted Time:
- 2012-10-22 21:02:10
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1281922 | Triangle Petroleum Corp | TPLM | Crude Petroleum & Natural Gas (1311) | 980430762 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1248342 | J Peter Hill | 1200 17Th Street, Suite 2600 Denver CO 80202 | Executive Chairman | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2012-10-18 | 23,422 | $7.35 | 350,324 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-10-19 | 40,736 | $7.17 | 309,588 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-10-22 | 35,842 | $6.97 | 273,746 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Stock Options Right to Buy | $1.25 | 2010-11-30 | 2014-11-30 | 93,333 | 93,333 | Direct |
Common Stock | Restricted Stock Units | $0.00 | 463,939 | 463,939 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2014-11-30 | 93,333 | 93,333 | Direct |
463,939 | 463,939 | Direct |
Footnotes
- The sales reported in this Form 4 were made pursuant to the terms of a Rule 10b5-1 Trading Plan.
- This transaction was executed in multiple trades at prices ranging from $7.29 to $7.40. The price reported in Table I reflects the weighted average purchase price of such trades. The reporting person hereby undertakes to provide to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares and prices at which each transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $7.07 to $7.35. The price reported in Table I reflects the weighted average purchase price of such trades. The reporting person hereby undertakes to provide to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares and prices at which each transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $6.89 to $7.15. The price reported in Table I reflects the weighted average purchase price of such trades. The reporting person hereby undertakes to provide to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares and prices at which each transaction was effected.
- No new transaction is reported hereby. The stock options were previously reported on Form 3. In November 2010, the issuer effected a 1-for-10 reverse stock split and the number of options held by the reporting person was reduced from 1,400,000 to 140,000. The information with regard to the stock options is repeated in this Form 4 for informational purposes only.
- 46,667 of these options are vested. The remaining 46,666 unvested options are scheduled to vest on November 29, 2012.
- No new transaction is reported hereby. The Restricted Stock Units were previously reported on Form 4, and each Restricted Stock Unit represents a contingent right to receive one share of the issuer's common stock upon vesting. The information with regard to the Restricted Stock Units is reported in this Form 4 for informational purposes only.
- Upon vesting, the Restricted Stock Units will automatically be exchanged for an equal number of shares of the issuer's common stock.