Filing Details
- Accession Number:
- 0001209191-12-050200
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-10-22 18:34:22
- Reporting Period:
- 2012-10-18
- Filing Date:
- 2012-10-22
- Accepted Time:
- 2012-10-22 18:34:22
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1340652 | Chemocentryx Inc. | CCXI | Pharmaceutical Preparations (2834) | 943254365 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1422995 | J. Markus Cappel | C/O Chemocentryx, Inc. 850 Maude Avenue Mountain View CA 94043 | Chief Bus. Officer & Treasurer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-10-18 | 4,136 | $0.60 | 79,136 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2012-10-18 | 3,566 | $4.30 | 82,702 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-10-18 | 7,702 | $10.83 | 75,000 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2012-10-19 | 2,900 | $0.60 | 77,900 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-10-19 | 2,900 | $11.00 | 75,000 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2012-10-22 | 316 | $0.60 | 75,316 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-10-22 | 316 | $10.70 | 75,000 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2012-10-18 | 4,136 | $0.00 | 4,136 | $0.60 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2012-10-18 | 3,566 | $0.00 | 3,566 | $4.30 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2012-10-19 | 2,900 | $0.00 | 2,900 | $0.60 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2012-10-22 | 316 | $0.00 | 316 | $0.60 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 54,688 | 2014-05-13 | No | 4 | M | Direct | |
| 44,651 | 2017-02-06 | No | 4 | M | Direct | |
| 51,788 | 2014-05-13 | No | 4 | M | Direct | |
| 51,472 | 2014-05-13 | No | 4 | M | Direct |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
- As of October 18, 2012 and prior to this transaction, the option fully vested.
- Not applicable.
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