Filing Details
- Accession Number:
- 0001230245-12-000163
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-10-22 18:05:27
- Reporting Period:
- 2012-10-18
- Filing Date:
- 2012-10-22
- Accepted Time:
- 2012-10-22 18:05:27
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1230245 | Piper Jaffray Companies | PJC | Security Brokers, Dealers & Flotation Companies (6211) | 300168701 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1538590 | Scott R Larue | 800 Nicollet Mall Minneapolis MN 55402 | Co-Head Global Ib | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2012-10-18 | 5,200 | $27.32 | 78,819 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-10-19 | 4,800 | $27.25 | 74,019 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-10-22 | 5,000 | $27.40 | 69,019 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 429 | Indirect | By PJC Retirement Plan |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.25 to $27.82 inclusive. The reporting person undertakes to provide full information regarding the number of shares sold at each price within the range set forth in this footnote upon request by SEC staff, the issuer or any shareholder of the issuer.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.40 to $27.41 inclusive. The reporting person undertakes to provide full information regarding the number of shares sold at each price within the range set forth in this footnote upon request by SEC staff, the issuer or any shareholder of the issuer.
- Based on a plan report dated October 22, 2012.